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RH

Ricardo A. Heredia

MIURA INVESTMENT ADVISORS
Miami, FL 33131
Some features on this profile are disabled
CRD#: 4565473
RH

Professional summary

Ricardo A Heredia, who also goes by Ricardo Andres Heredia, is a registered financial advisor currently at MIURA INVESTMENT ADVISORS, INC located in Miami, Florida and MIURA CAPITAL, LLC located in Miami, Florida.

Ricardo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Ricardo has worked at 7 firms and has passed the Series 65, Series 66, Series 99TO, Series 57TO, SIE, Series 55, Series 7 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Ricardo Andres Heredia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ricardo A Heredia's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 23, 2025 - Present

MIURA INVESTMENT ADVISORS, INC

Office #1: 1395 Brickell Ave Suite 1560, Miami, FL 33131
RIA
CRD#: 283148
Miami, FL
Current

January 3, 2023 - Present

MIURA CAPITAL, LLC

Office #1: 1395 Brickell Ave Suite 1560, Miami, FL 33131
BD
CRD#: 146193
Miami, FL
Past

June 23, 2022 - January 3, 2023

SAFRA SECURITIES LLC

BD
CRD#: 47873
AVENTURA, FL
Past

February 26, 2009 - January 26, 2022

STATETRUST INVESTMENTS INC.

BD
CRD#: 104651
Miami, FL
Past

April 4, 2006 - February 25, 2009

EFG CAPITAL INTERNATIONAL

BD
CRD#: 40118
MIAMI, FL
Past

March 30, 2005 - April 3, 2006

LASALLE FINANCIAL SERVICES, INC.

BD
CRD#: 20373
CHICAGO, IL
Past

September 18, 2002 - February 7, 2005

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/3/2023)
RR
Delaware
(1/3/2023)
RR
Florida
(1/3/2023)
IAR
Florida
(6/23/2025)
RR
New York
(1/3/2023)
RR
North Carolina
(1/3/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/10/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 8/7/2006
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 3/27/2006
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 9/17/2002
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 10/10/2023
Registered Options Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MI
MIURA INVESTMENT ADVISORS, INC
MIURA INVESTMENT ADVISORS, INC | MWM INVESTMENT ADVISORS, INC

CRD#: 283148 / SEC#: 801-133970

Florida
Registered Investment Advisory firm - (11/9/2017 Approved)
Texas
Registered Investment Advisory firm - (6/30/2025 Conditional Restricted)
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Contact information

Main Address
1395 Brickell Ave Suite 1560, Miami, FL 33131
Mailing Address
Phone number
(305) 379-3602
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MIURA ADV 2 BROCHURE (7/21/2025)
ADV 2B (3/31/2025)

Regulatory assets under management

Total Number of Accounts115
AUM (Assets Under Management)$ 278,318,525

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MIURA INVESTMENT ADVISORS, INC

CRD#: 283148Miami, FL 33131

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