Farshed A. Moghaddam
Professional summary
Farshed Ali Moghaddam, who also goes by Farshed Ali Maghaddam, Ali Moghaddam, is a registered financial professional currently at REALTA EQUITIES, INC. located in Atlanta, Georgia.
Farshed is registered as a RR (Registered Representative) and started their career in finance in 2003. Farshed has worked at 4 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Farshed Ali Moghaddam's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 2, 2023 - Present
REALTA EQUITIES, INC.
Office #1: 2727 Paces Ferry Road Se Building 2, Suite 120, Atlanta, GA 30339April 29, 2021 - May 24, 2023
TITAN SECURITIES
February 19, 2020 - March 1, 2021
REALTA EQUITIES, INC.
February 5, 2015 - September 29, 2017
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
January 17, 2003 - February 1, 2011
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/1/2025)
(8/2/2023)
(8/4/2023)
(6/7/2024)
(12/14/2023)
(8/7/2023)
(8/7/2023)
Exams
FINRA
Current Firm
REALTA EQUITIES, INC.
CRD#: 23769 / SEC#: , 8-40822
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.