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FM

Farshed A. Moghaddam

REALTA EQUITIES
ATLANTA, GA 30339
Some features on this profile are disabled
CRD#: 4565212
FM

Professional summary


Farshed Ali Moghaddam, who also goes by Farshed Ali Maghaddam, Ali Moghaddam, is a registered financial professional currently at REALTA EQUITIES, INC. located in Atlanta, Georgia.

Farshed is registered as a RR (Registered Representative) and started their career in finance in 2003. Farshed has worked at 4 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 24 and Series 26 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Farshed Ali Maghaddam | Ali Moghaddam

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Farshed Ali Moghaddam's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 2, 2023 - Present

REALTA EQUITIES, INC.

Office #1: 2727 Paces Ferry Road Se Building 2, Suite 120, Atlanta, GA 30339
BD
CRD#: 23769
ATLANTA, GA
Past

April 29, 2021 - May 24, 2023

TITAN SECURITIES

BD
CRD#: 131392
ATLANTA, GA
Past

February 19, 2020 - March 1, 2021

REALTA EQUITIES, INC.

BD
CRD#: 23769
Atlanta, GA
Past

February 5, 2015 - September 29, 2017

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

BD
CRD#: 15708
ATLANTA, GA
Past

January 17, 2003 - February 1, 2011

NYLIFE SECURITIES LLC

BD
CRD#: 5167
ATLANTA, GA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(4/1/2025)
RR
California
(8/2/2023)
RR
Georgia
(8/4/2023)
RR
Iowa
(6/7/2024)
RR
Kentucky
(12/14/2023)
RR
South Carolina
(8/7/2023)
RR
Virginia
(8/7/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 7/6/2020
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 10/29/2002
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


RE
REALTA EQUITIES, INC.
COASTAL EQUITIES, INC. | THE FALMOUTH FINANCIAL GROUP | REALTA WEALTH | REALTA EQUITIES, INC.

CRD#: 23769 / SEC#: , 8-40822

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information


Main Address
1201 N. Orange Street Suite 300, Wilmington, DE 92130
Mailing Address
1201 N. Orange Street Suite 729, Wilmington, DE 19801
Phone number
(888) 657-5200
Established
Massachusetts since 01/24/1989
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
ORANGE STREET HOLDINGS, INC.SHAREHOLDER
BALTOVSKI, ALEXANDERFINOP OFFICER2350828
ODOM, AMY ENITHAML OFFICER2674773
PALMER, JACOB DANIELCHIEF COMPLIANCE OFFICER2309603
SCHULTZ, BARRETT OLIVERCHIEF OPERATIONS OFFICER2741114

Disclosures


Regulatory Event7

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


REALTA EQUITIES, INC.

CRD#: 23769Atlanta, GA 30339

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