Katherine A. Fibiger
FARTHER
Westport, CT 06880
Some features on this profile are disabled
CRD#: 4564724
Professional summary
Katherine A Fibiger, CFP®, who also goes by Katherine A Filiberto, is a registered financial advisor currently at FARTHER located in Westport, Connecticut.
Katherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Katherine has worked at 6 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Katherine A Filiberto
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 9/11/2017 - Barnum Brokerage -Non-Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Broker - Started 08/28/2017 - 2 Hours Per Month During Securities Trading - Barnum Brokerage, a MassMutual agency and insurance brokerage firm. 2. 12/26/2017 - Stratos Wealth Partners, Ltd. - DBA: Retirement Wealth Institute - Non-Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - will provide educational seminars and fee-based planning through hourly or fixed fees - Start Date 01/01/2018 - 10 Hours Per Month / 10 Hours During Trading - I provide investment advisory services through Stratos Wealth Partners, Ltd., an independent investment advisor firm. I started this business activity in December 2017. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 01/09/2018 - Ash Brokerage - Non-Investment Related - At Reported Business Location(s) - Non-Variable Insurance - broker - Start Date 12/19/2017 - 5 Hours Per Month / 5 Hours During Trading - Ash Brokerage - Fixed annuities, life insurance, long term care insurance, health and disability.
CRS (Client Relationship Summary) - RIA
Click below to view Katherine A Fibiger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
September 19, 2022 - Present
FARTHER
Office #1: 8 Wright Street Suite 107, Westport, CT 06880RIA
CRD#: 302050
Westport, CT
Past
February 22, 2017 - September 19, 2022
STRATOS WEALTH PARTNERS, LTD
RIA
CRD#: 153184
WESTPORT, CT
Past
February 15, 2017 - September 30, 2022
LPL FINANCIAL LLC
BD
CRD#: 6413
WESTPORT, CT
Past
November 2, 2010 - February 22, 2017
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
STAMFORD, CT
Past
August 26, 2005 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
August 26, 2005 - February 22, 2017
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
STAMFORD, CT
Past
January 21, 2004 - August 25, 2005
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
NEW YORK, NY
Past
September 6, 2002 - August 25, 2005
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FA
FARTHER
FARTHER | SIGNALPOINT ASSET MANAGEMENT | PLEASANT STREET WEALTH | ONESOURCE WEALTH MANAGEMENT POWERED BY FARTHER | MASSO TORRENCE WEALTH MANAGEMENT INC. | GUILD INVESTMENT MANAGEMENT | FARTHER FINANCE ADVISORS, LLC
CRD#: 302050 / SEC#: 801-116721
RIA
Registered Investment Advisory firm - (7/19/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Connecticut(9/19/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
FA
FARTHER
FARTHER | SIGNALPOINT ASSET MANAGEMENT | PLEASANT STREET WEALTH | ONESOURCE WEALTH MANAGEMENT POWERED BY FARTHER | MASSO TORRENCE WEALTH MANAGEMENT INC. | GUILD INVESTMENT MANAGEMENT | FARTHER FINANCE ADVISORS, LLC
CRD#: 302050 / SEC#: 801-116721
RIA
Registered Investment Advisory firm - (7/19/2019 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
345 California Street Suite 600, San Francisco, CA 94104
Mailing Address
Phone number
(628) 246-8004
Established
Firm type
Fiscal year end
# of Employees
275
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 24,245 |
| AUM (Assets Under Management) | $ 7,523,810,877 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FARTHER
CRD#: 302050Westport, CT 06880TRUST BUT VERIFY
Monitor Katherine Fibiger
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
