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BF

Brian Christopher Ford

CRD# 4564549·Registered 2002 - 2025
Previously Registered: Being a previously registered professional could mean that Brian is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Brian Christopher Ford was a registered financial advisor. Brian was a previously registered financial professional and started their career in finance 2002 - 2025. Brian had worked at 9 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 3, Series 55 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

STONEHAVEN, LLC·CRD# 118913
BD
New York, NY
March 21, 2025 - July 17, 2025
FEF DISTRIBUTORS, LLC·CRD# 46585
BD
New York, NY
July 29, 2022 - January 9, 2023
FRANKLIN DISTRIBUTORS, LLC·CRD# 109064
BD
New York, NY
July 7, 2021 - December 31, 2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.·CRD# 13594
BD
New York, NY
December 15, 2020 - July 7, 2021
TCW FUNDS DISTRIBUTORS LLC·CRD# 16670
BD
New York, NY
June 3, 2015 - January 5, 2018
PIMCO INVESTMENTS LLC·CRD# 154957
BD
New York, NY
February 14, 2011 - May 8, 2015
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC·CRD# 25567
BD
New York, NY
September 25, 2010 - February 14, 2011
HSBC SECURITIES (USA) INC.·CRD# 19585
BD
New York City, NY
June 13, 2005 - April 24, 2007
UBS SECURITIES LLC·CRD# 7654
BD
New York, NY
October 2, 2002 - June 8, 2004

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Current Firm

SL
STONEHAVEN, LLC

STONEHAVEN, LLC

CRD#: 118913 / SEC#: 8-53699
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

600 Fifth Avenue 2nd Floor, New York, NY 10020

Mailing Address

600 Fifth Avenue 2nd Floor, New York, NY 10020

Phone Number

(917) 349-7050

Established

Delaware since 10/12/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
STONEHAVEN HOLDINGS LLCSOLE MEMBER OF STONEHAVEN LLC—
FRANK, DAVID THOMASCEO3256230
JAFARZADEH, STEVEN ERICCCO2994968
SULLIVAN, MARK JOSEPHCGO2925479

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2022About the Series 63 exam

Series 66 — Uniform Combined State Law Examination

Passed Jan 2011About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Dec 2020About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Sep 2010About the Series 3 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Dec 2002

Series 7 — General Securities Representative Examination

Passed Oct 2002About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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