David M. Waycaster
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Michael Waycaster was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2002. David had worked at 4 firms and has passed the Series 65, Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2012 - September 10, 2018
SRI, LLC
January 7, 2010 - May 3, 2010
SAXONY SECURITIES, INC.
June 24, 2008 - January 21, 2009
FIRST COMMAND BROKERAGE SERVICES, INC.
June 4, 2008 - January 21, 2009
FIRST COMMAND BROKERAGE SERVICES, INC.
August 14, 2002 - July 7, 2003
LPL FINANCIAL LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SRI, LLC
CRD#: 160160 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
