Benjamin E. Reece
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin Eugene Reece, who also goes by Ben Reece, was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 2002. Benjamin had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 2024 - November 14, 2025
LINCOLN FINANCIAL DISTRIBUTORS, INC.
May 12, 2015 - October 1, 2024
ONEAMERICA SECURITIES, INC.
May 11, 2015 - October 1, 2024
ONEAMERICA SECURITIES, INC.
March 11, 2008 - March 5, 2015
PRINCIPAL SECURITIES, INC.
October 5, 2007 - March 5, 2015
PRINCIPAL SECURITIES, INC.
May 18, 2006 - September 27, 2007
LPL FINANCIAL LLC
November 11, 2004 - November 19, 2004
MWA FINANCIAL SERVICES INC.
September 12, 2002 - August 11, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
September 12, 2002 - August 11, 2003
IDS LIFE INSURANCE COMPANY
September 12, 2002 - August 11, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LINCOLN FINANCIAL DISTRIBUTORS, INC.
CRD#: 145 / SEC#: , 8-13431
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE LINCOLN NATIONAL LIFE INSURANCE COMPANY | SHAREHOLDER | |
| CHRYSSIKOS, PAUL TELEMAC | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | 7263748 |
| FALLER, DANIEL T | SENIOR VICE PRESIDENT, HEAD OF LFD FINANCE | 6006570 |
| GIBSON, JASON MICHAEL | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, DISTRIBUTION | 3081880 |
| KENNEDY, JOHN CHRISTOPHER | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2213083 |
| NEPA, JARED M. | SVP, HEAD OF LIFE & MONEYGUARD DISTRIBUTION | 5157819 |
| OMORUYI, MEGAN VOGT | AVP, FINANCIAL AND OPERATIONS PRINCIPAL | 7803022 |
| SEIFERT, TIMOTHY JOHN | SENIOR VICE PRESIDENT, HEAD OF RS DISTRIBUTION | 1577571 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
