Eric D. Watson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric D Watson, who also goes by Eric Dicarlo Watson, was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 2002. Eric had worked at 5 firms and has passed the Series 66, Series 63, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2013 - July 16, 2014
TRI PILLAR INVESTMENTS, LLC
June 28, 2013 - September 26, 2013
CAPITAL INVESTMENT GROUP, INC.
June 1, 2007 - July 5, 2011
INVEST FINANCIAL CORPORATION
June 1, 2007 - July 5, 2011
INVEST FINANCIAL CORPORATION
June 30, 2005 - June 15, 2006
MORGAN STANLEY DW INC.
June 28, 2005 - June 15, 2006
MORGAN STANLEY DW INC.
September 12, 2002 - July 7, 2003
DOLEY SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRI PILLAR INVESTMENTS, LLC
CRD#: 141245 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
