KW
Kendrick M. Whitehurst
FIRST CITIZENS INVESTOR SERVICES
Greenville, NC 27834
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CRD#: 4564201
KW
Professional summary
Kendrick Martin Whitehurst is a registered financial advisor currently at FIRST CITIZENS INVESTOR SERVICES, INC. located in Greenville, North Carolina and FIRST CITIZENS ASSET MANAGEMENT, INC located in Greenville, North Carolina.
Kendrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Kendrick has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Name- East Carolina University Alumni Association, not investment related. Address- ECU Alumni Assocation, Taylor-Slaughter Alumni Center, Mail Stop 305, Greenville, NC 27858-4353 Nature of the business- Non-Profit organization that supports and promotes East Carolina University and its alumni. Position- Member of the Board of Directors Relationship- I am an ECU alumni Start Date- July 1, 2023 Hours Per Month - 4 Hours During trading hours - 1 Duties- attend quarterly board meetings and monthly committee meetings 2) FIRST CITIZENS ASSET MANAGEMENT POSITION: Employee NATURE: FCAM is an affiliated IA Firm. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 03/17/2025 ADDRESS: 8540 Colonnade Center Drive, Raleigh NC 27615, United States DESCRIPTION: FCAM is an affiliated IA firm.
CRS (Client Relationship Summary) - RIA
Click below to view Kendrick Martin Whitehurst's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kendrick Martin Whitehurst's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 25, 2023 - Present
FIRST CITIZENS INVESTOR SERVICES, INC.
Office #1: 2405 Stantonsburg Road, Greenville, NC 27834RIA
BD
CRD#: 44430
Greenville, NC
Current
March 27, 2025 - Present
FIRST CITIZENS ASSET MANAGEMENT, INC
Office #1: 2405 Stantonsburg Road, Greenville, NC 27834RIA
CRD#: 140777
Greenville, NC
Current
July 25, 2023 - Present
FIRST CITIZENS INVESTOR SERVICES, INC.
Office #1: 2405 Stantonsburg Road, Greenville, NC 27834RIA
BD
CRD#: 44430
Greenville, NC
Past
July 27, 2021 - May 9, 2023
TRUIST ADVISORY SERVICES, INC.
RIA
CRD#: 283390
CONCORD, NC
Past
July 27, 2021 - May 9, 2023
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
CONCORD, NC
Past
December 9, 2019 - October 1, 2020
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
CHARLOTTE, NC
Past
October 17, 2019 - October 1, 2020
BB&T SECURITIES, LLC
RIA
CRD#: 142785
CHARLOTTE, NC
Past
October 17, 2019 - October 1, 2020
BB&T SECURITIES, LLC
BD
CRD#: 142785
CHARLOTTE, NC
Past
May 23, 2019 - October 22, 2019
BB&T INSTITUTIONAL INVESTMENT ADVISERS, INC.
RIA
CRD#: 106156
Raleigh, NC
Past
January 2, 2018 - April 4, 2019
BB&T SECURITIES, LLC
RIA
CRD#: 142785
GREENVILLE, NC
Past
January 2, 2018 - April 4, 2019
BB&T SECURITIES, LLC
BD
CRD#: 142785
GREENVILLE, NC
Past
January 11, 2006 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
BD
CRD#: 33856
GREENVILLE, NC
Past
December 21, 2005 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
RIA
CRD#: 33856
GREENVILLE, NC
Past
January 7, 2005 - January 6, 2006
BB&T ASSET MANAGEMENT, INC.
RIA
CRD#: 108443
RALEIGH, NC
Past
July 30, 2002 - December 31, 2004
BB&T INVESTMENT SERVICES, INC.
BD
CRD#: 33856
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST CITIZENS INVESTOR SERVICES, INC.
FIRST CITIZENS INVESTOR SERVICES, INC.
CRD#: 44430 / SEC#: 801-57302, 8-50696
RIA
Registered Investment Advisory firm - SEC (2/22/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
North Carolina(7/25/2023)
IAR
North Carolina(7/25/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FIRST CITIZENS INVESTOR SERVICES, INC.
FIRST CITIZENS INVESTOR SERVICES, INC.
CRD#: 44430 / SEC#: 801-57302, 8-50696
RIA
Registered Investment Advisory firm - SEC (2/22/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
8540 Colonnade Center Drive, Raleigh, NC 27615-3052
Mailing Address
P.o. Box 27131, Raleigh, NC 27611-7131
Phone number
(919) 986-3546
Established
North Carolina since 01/11/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
322
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST-CITIZENS BANK & TRUST COMPANY | 100% OWNER | |
| BILITER, DAVID LEE | DIRECTOR, PRESIDENT | 1690995 |
| CECE, MARY | SECRETARY | 2135583 |
| LONGEST, MICHAEL LEE | DIRECTOR, SENIOR DIRECTOR WEALTH FINANCE & TECHNOLOGY | 6692593 |
| MARRONE, MARK STEPHEN | CHIEF COMPLIANCE OFFICER | 1987907 |
| MCCALLUM, CHARLES FALCONER III | DIRECTOR, SENIOR DIRECTOR WEALTH RISK & GOVERNANCE | 2697260 |
| WALSH, WILLIAM JAMES | DIRECTOR, FIRST CITIZENS OUTSIDE DIRECTOR | 4883580 |
| WILSON, MICHAEL CHRISTOPHER | DIRECTOR, WEALTH MANAGEMENT EXECUTIVE | 4301352 |
Regulatory assets under management
| Total Number of Accounts | 6,706 |
| AUM (Assets Under Management) | $ 2,098,769,026 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/13/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
