Ernesto J. Bruna

CHRONOS CAPITAL ADVISORS LLC

Miami, FL 33131

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CRD#: 4564084

Professional summary

Ernesto Jose Bruna is a registered financial advisor currently at CHRONOS CAPITAL ADVISORS LLC located in Miami, Florida.

Ernesto is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Ernesto has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ernesto Jose Bruna's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 20, 2016 - Present

CHRONOS CAPITAL ADVISORS LLC

Office #1: 1000 Brickell Avenue Suite 560, Miami, FL 33131

RIA

CRD#: 283639

Miami, FL

Past

May 29, 2007 - April 19, 2016

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

MIAMI, FL

Past

May 29, 2007 - April 19, 2016

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

MIAMI, FL

Past

July 19, 2004 - May 29, 2007

CITICORP INVESTMENT SERVICES

RIA

CRD#: 23988

MIAMI, FL

Past

June 28, 2004 - May 29, 2007

CITICORP INVESTMENT SERVICES

CRD#: 23988

MIAMI, FL

Past

October 23, 2002 - March 19, 2004

EFG CAPITAL INTERNATIONAL LLC

RIA

CRD#: 28349

MIAMI, FL

Past

October 22, 2002 - March 19, 2004

EFG CAPITAL INTERNATIONAL LLC

CRD#: 28349

MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHRONOS CAPITAL ADVISORS LLC

CRD#: 283639 / SEC#: 801-107748

RIA

Registered Investment Advisory firm - (4/25/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/20/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/17/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 4/19/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/4/2001

General Securities Representative Examination

Current Firm

CHRONOS CAPITAL ADVISORS LLC

CRD#: 283639 / SEC#: 801-107748

RIA

Registered Investment Advisory firm - (4/25/2016 Approved)

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Contact information

Main Address

1000 Brickell Avenue Suite 560, Miami, FL 33131

Mailing Address

Phone number

(786) 703-4996

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CHRONOS CAPITAL ADVISORS LLC FORM ADV PART 2A MARCH 27, 2025 (3/27/2025)

Regulatory assets under management

Total Number of Accounts	6
AUM (Assets Under Management)	$ 175,939,136

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ernesto J. Bruna

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ernesto Jose Bruna's CRS (Customer Relationship Summary).

Certified licenses

Experience

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CITICORP INVESTMENT SERVICES

CITICORP INVESTMENT SERVICES

EFG CAPITAL INTERNATIONAL LLC

EFG CAPITAL INTERNATIONAL LLC

Primary Firm SEC Registration

CHRONOS CAPITAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/17/2002

SIE

Date: 4/19/2016

Series 7

Date: 4/4/2001

Current Firm

CHRONOS CAPITAL ADVISORS LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CHRONOS CAPITAL ADVISORS LLC

TRUST BUT VERIFY

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