TH
Theodore J. Hughes
HUGHES WARREN
Edmond, OK 73013
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CRD#: 4564055
TH
Professional summary
Theodore John Hughes, CFP® is a registered financial advisor currently at HUGHES WARREN, INC. located in Edmond, Oklahoma.
Theodore is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Theodore has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Member; Blue Rock Investments LLC; Is the business investment related: Yes; Location of the business: 16350 Muirfield Place Edmond OK 73013 United States; Description of the business: Property Management; Responsibilities Duties: Property management; Start date with business: 2019-11-19; Hours per month devoted to business during trading hours: 1; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0;
CRS (Client Relationship Summary) - RIA
Click below to view Theodore John Hughes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2002
Experience
Current
November 15, 2007 - Present
HUGHES WARREN, INC.
Office #1: 16350 Muirfield Place, Edmond, OK 73013RIA
CRD#: 145570
Edmond, OK
Past
August 27, 2002 - December 5, 2007
RETIREMENT INVESTMENT ADVISORS INC
RIA
CRD#: 106316
OKLAHOMA CITY, OK
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HUGHES WARREN, INC.
HUGHES WARREN, INC.
CRD#: 145570 / SEC#: 801-113240
RIA
Registered Investment Advisory firm - (5/22/2018 Approved)Louisiana
Registered Investment Advisory firm - (8/14/2017 Terminated)Oklahoma
Registered Investment Advisory firm - (7/18/2018 Terminated)Texas
Registered Investment Advisory firm - (7/18/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Oklahoma(11/15/2007)
IAR
Texas(3/19/2012)
Current Firm
HW
HUGHES WARREN, INC.
HUGHES WARREN, INC.
CRD#: 145570 / SEC#: 801-113240
RIA
Registered Investment Advisory firm - (5/22/2018 Approved)Louisiana
Registered Investment Advisory firm - (8/14/2017 Terminated)Oklahoma
Registered Investment Advisory firm - (7/18/2018 Terminated)Texas
Registered Investment Advisory firm - (7/18/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
16350 Muirfield Place, Edmond, OK 73013
Mailing Address
Phone number
(405) 418-4080
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 786 |
| AUM (Assets Under Management) | $ 185,440,000 |
Red Flags
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Company Information
HUGHES WARREN, INC.
CRD#: 145570Edmond, OK 73013TRUST BUT VERIFY
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