AL

Anthony J. Lombard

NOTEWORTHY FINANCIAL
FAIRFAX STATION, VA
Some features on this profile are disabled
CRD#: 4564034
AL

Professional summary


Anthony John Lombard, who also goes by Aj Lombard, Anthony J Lombard, is a registered financial advisor currently at NOTEWORTHY FINANCIAL LLC located in Fairfax Station, Virginia.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Anthony has worked at 4 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Aj Lombard | Anthony J Lombard

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Anthony John Lombard's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 17, 2024 - Present

NOTEWORTHY FINANCIAL LLC

RIA
CRD#: 331946
FAIRFAX STATION, VA
Past

October 26, 2023 - June 17, 2024

CJM WEALTH ADVISERS, LTD.

RIA
CRD#: 107750
FALLS CHURCH, VA
Past

January 3, 2015 - November 19, 2015

BBVA SECURITIES INC.

BD
CRD#: 27060
HOUSTON, TX
Past

April 16, 2009 - April 5, 2013

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Virginia
(7/17/2024)

Exams


State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 3
Date: 12/10/2012
National Commodity Futures Examination
General Industry/Product Exam

Current Firm


NF
NOTEWORTHY FINANCIAL LLC
NOTEWORTHY FINANCIAL LLC

CRD#: 331946 / SEC#:

Virginia
Registered Investment Advisory firm - (7/17/2024 Approved)
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Contact information


Main Address
Fairfax Station, VA
Mailing Address
Phone number
(469) 333-1820
Established
Firm type
Fiscal year end
# of Employees
1

Red Flags


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Company Information


NOTEWORTHY FINANCIAL LLC

CRD#: 331946Fairfax Station, VA

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