DW
Donna M. Wanamaker
DEEP DRAFT CONSULTING
ALLENTOWN, PA 18104
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CRD#: 4563840
DW
Professional summary
Donna Marie Wanamaker, ChFC®, CLU®, who also goes by Donna Marie Phillips, is a registered financial advisor currently at DEEP DRAFT CONSULTING, LLC located in Allentown, Pennsylvania and M HOLDINGS SECURITIES, INC. located in Allentown, Pennsylvania.
Donna is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Donna has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Donna Marie Phillips
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) No business name; Investment-Related; Allentown, PA; Insurance; Director of Insurance Services & Plan Design; 07/1984; Spends 80% of her time; Duties are to sell accident and health, life and fixed annuities, variable life and variable annuity insurance with various companies 2) CORNERSTONE FINANCIAL CONSULTANTS, LTD, DBA CORNERSTONE ADVISORS DBA 1802 INSURANCE; 1802 HAMILTON ST., ALLENTOWN, PA 18104; MEMBER FIRM AFFILATION; INVESTMENT RELATED; EXECUTIVE VICE PRESIDENT; BUSINESS, ESTATE, AND INSURANCE PLANNING; 07/26/1984; 163 HOURS PER MONTH; 163 HOURS PER MONTH DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Donna Marie Wanamaker's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Donna Marie Wanamaker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 23, 2014 - Present
DEEP DRAFT CONSULTING, LLC
Office #1: 4905 Tilghman Street Suite 100, Allentown, PA 18104RIA
CRD#: 170137
ALLENTOWN, PA
Current
January 9, 2015 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 4905 Tilghman Street Suite 100, Allentown, PA 18104RIA
BD
CRD#: 43285
ALLENTOWN, PA
Current
January 3, 2011 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 4905 Tilghman Street Suite 100, Allentown, PA 18104RIA
BD
CRD#: 43285
ALLENTOWN, PA
Past
January 26, 2011 - July 14, 2016
CORNERSTONE FINANCIAL CONSULTANTS LTD
RIA
CRD#: 105405
ALLENTOWN, PA
Past
June 29, 2006 - April 28, 2010
CORNERSTONE FINANCIAL CONSULTANTS LTD
RIA
CRD#: 105405
BETHLEHEM, PA
Past
October 6, 2002 - December 31, 2010
CORNERSTONE INSTITUTIONAL INVESTORS, INC.
BD
CRD#: 44664
ALLENTOWN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Maine(9/5/2024)
RR
New Jersey(3/3/2022)
RR
Pennsylvania(1/3/2011)
IAR
Pennsylvania(4/23/2014)
RR
South Dakota(3/3/2022)
RR
Virginia(3/3/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
1125 N.w. Couch Street Suite 900, Portland, OR 97209
Mailing Address
P.o. Box 2207, Portland, OR 97208-2207
Phone number
(888) 520-6784
Established
Oregon since 03/21/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,442
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| M FINANCIAL HOLDINGS INCORPORATED | EQUITY OWNER | |
| HANEY-JACKSON, LAURA ELIZABETH | VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER | 4771801 |
| LUDWIG, STEVEN CHARLES | CHIEF COMPLIANCE OFFICER | 2440911 |
| ROGERS, MARIA RENEE | PRINCIPAL FINANCIAL OFFICER | 2442526 |
| SCHOONMAKER, MICHAEL SKI | CHIEF EXECUTIVE OFFICER | 2408456 |
Regulatory assets under management
| Total Number of Accounts | 8,234 |
| AUM (Assets Under Management) | $ 4,078,516,284 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/10/2025 | ||
| 11/13/2024 | ||
| 08/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
M HOLDINGS SECURITIES, INC.
CRD#: 43285Allentown, PA 18104TRUST BUT VERIFY
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