Vinay G. Misquith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vinay Gerard Misquith was a registered financial professional .
Vinay is a previously registered financial professional and started their career in finance in 2002. Vinay had worked at 5 firms and has passed the Series 63, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 6, 2015 - June 30, 2016
CRT CAPITAL GROUP LLC
October 31, 2014 - June 1, 2015
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC
June 16, 2011 - November 18, 2014
EVERCORE GROUP L.L.C.
April 26, 2005 - May 27, 2011
CREDIT SUISSE SECURITIES (USA) LLC
October 15, 2002 - April 18, 2005
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CRT CAPITAL GROUP LLC
CRD#: 28830 / SEC#: , 8-43940
Contact information
Documents
Disclosures
| Regulatory Event | 13 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
