Anthony J. Gracely

SAROFIM INTERNATIONAL MANAGEMENT CO

HOUSTON, TX 77002

CRD#: 4563728

Some features on this profile are disabled

Professional summary

Anthony John Gracely, who also goes by Anthony J Gracely, Anthony Gracely, is a registered financial advisor currently at SAROFIM INTERNATIONAL MANAGEMENT CO located in Houston, Texas and SAROFIM TRUST CO located in Houston, Texas.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Anthony has worked at 7 firms and has passed the Series 66, Series 7, Series 53, Series 28 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Anthony J Gracely | Anthony Gracely

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony John Gracely's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 23, 2012 - Present

SAROFIM INTERNATIONAL MANAGEMENT CO

Office #1: 845 Texas Avenue Suite 2000, Houston, TX 77002

RIA

CRD#: 106933

HOUSTON, TX

Current

August 23, 2012 - Present

SAROFIM TRUST CO

Office #1: 845 Texas Avenue Suite 2000, Houston, TX 77002

RIA

CRD#: 106590

HOUSTON, TX

Current

August 23, 2012 - Present

FAYEZ SAROFIM & CO.

Office #1: 845 Texas Avenue Suite 2000, Houston, TX 77002

RIA

CRD#: 106584

HOUSTON, TX

Past

August 23, 2012 - March 26, 2014

SAROFIM ADVISORS GROUP INC

RIA

CRD#: 106932

HOUSTON, TX

Past

August 10, 2007 - March 2, 2010

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

HOUSTON, TX

Past

August 10, 2007 - March 2, 2010

MORGAN STANLEY & CO. LLC

CRD#: 8209

HOUSTON, TX

Past

March 2, 2005 - July 6, 2007

E & G ADVISORS, LP

RIA

CRD#: 130550

HOUSTON, TX

Past

February 3, 2005 - February 6, 2008

E & G INVESTMENTS, LP

CRD#: 132651

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FAYEZ SAROFIM & CO.

FAYEZ SAROFIM & CO. | SAROFIM FAYEZ & CO | FAYEZ SAROFIM & CO., LLC

CRD#: 106584 / SEC#: 801-1725

RIA

Registered Investment Advisory firm - (7/16/1958 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/23/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/19/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 9/30/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 1/25/2005

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 28

Date: 12/9/2004

Introducing Broker/Dealer Financial Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 11/4/2004

General Securities Principal Examination

Current Firm

FAYEZ SAROFIM & CO.

FAYEZ SAROFIM & CO. | SAROFIM FAYEZ & CO | FAYEZ SAROFIM & CO., LLC

CRD#: 106584 / SEC#: 801-1725

RIA

Registered Investment Advisory firm - (7/16/1958 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Two Houston Center 2907, Houston, TX 77010

Mailing Address

Phone number

(713) 654-4484

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/21/2025)

Regulatory assets under management

Total Number of Accounts	2,926
AUM (Assets Under Management)	$ 34,508,545,660

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Troy Wootton

OSAIC WEALTH, INC.

IAR

Sugar Land, TX

Darren Dindinger

ALLWORTH FINANCIAL, L.P.

IAR

Orting, WA

Robert Wyrick, Jr.

POST OAK PRIVATE WEALTH ADVISORS

IAR

Houston, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Anthony J. Gracely

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony John Gracely's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAROFIM TRUST CO

FAYEZ SAROFIM & CO.

SAROFIM ADVISORS GROUP INC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

E & G ADVISORS, LP

E & G INVESTMENTS, LP

Primary Firm SEC Registration

FAYEZ SAROFIM & CO.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/19/2004

Series 7

Date: 9/30/2004

Series 53

Date: 1/25/2005

Series 28

Date: 12/9/2004

Series 24

Date: 11/4/2004

Current Firm

FAYEZ SAROFIM & CO.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FAYEZ SAROFIM & CO.

TRUST BUT VERIFY

Similar Advisors