Edward F. Wagner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Frederick Wagner JR, who also goes by Ned Wagner Jr, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1977. Edward had worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2015 - July 28, 2023
G.DISTRIBUTORS, LLC
October 10, 1984 - December 31, 2019
G.RESEARCH, LLC
June 26, 1984 - October 10, 1984
LEHMAN BROTHERS INC.
December 14, 1982 - May 31, 1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
January 6, 1977 - May 23, 1983
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 2/11/1971
Registered Representative ExaminationSeries 40
Date: 8/30/1971
Registered Principal ExaminationCurrent Firm
G.DISTRIBUTORS, LLC
CRD#: 155071 / SEC#: , 8-68697
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
