AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
Brian Joseph Pyne

Brian J. Pyne

GOELZER INVESTMENT MANAGEMENT
CARMEL, IN 46032
Some features on this profile are disabled
CRD#: 4563570
Brian Joseph Pyne

Professional summary

Brian Joseph Pyne, CFP®, who also goes by Brian J Pyne, is a registered financial advisor currently at GOELZER INVESTMENT MANAGEMENT located in Carmel, Indiana.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Brian has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Brian J Pyne

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Joseph Pyne's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2018

Experience

Current

March 19, 2012 - Present

GOELZER INVESTMENT MANAGEMENT

Office #1: 10 East Main Street Suite 110, Carmel, IN 46032
RIA
CRD#: 44402
CARMEL, IN
Past

March 19, 2012 - June 23, 2015

GOELZER INVESTMENT MANAGEMENT

BD
CRD#: 44402
INDIANAPOLIS, IN
Past

October 1, 2008 - February 22, 2012

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
INDIANAPOLIS, IN
Past

October 1, 2008 - February 22, 2012

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
INDIANAPOLIS, IN
Past

September 27, 2006 - October 1, 2008

J.P. MORGAN SECURITIES INC.

RIA
CRD#: 18718
INDIANAPOLIS, IN
Past

July 1, 2006 - October 1, 2008

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
INDIANAPOLIS, IN
Past

September 6, 2002 - September 27, 2006

BANC ONE SECURITIES CORPORATION

RIA
CRD#: 16999
INDIANAPOLIS, IN
Past

August 12, 2002 - July 1, 2006

BANC ONE SECURITIES CORPORATION

BD
CRD#: 16999
INDIANAPOLIS, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GI
GOELZER INVESTMENT MANAGEMENT
GIM INVESTMENT SERVICES, INC. | GPRO | GOELZER INVESTMENT MANAGEMENT, INC. | GOELZER INVESTMENT MANAGEMENT

CRD#: 44402 / SEC#: 801-55588, 8-50682

RIA
Registered Investment Advisory firm - SEC (6/30/1998 Approved)
BD
Terminated by SEC on 08/22/2015

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(7/6/2015)
IAR
California
(1/24/2014)
IAR
Georgia
(7/6/2015)
IAR
Indiana
(3/19/2012)
IAR
Nebraska
(6/24/2015)
IAR
New Jersey
(7/24/2013)
IAR
Ohio
(6/22/2015)
IAR
Texas
(3/26/2012)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/5/2002
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/23/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/9/2002
General Securities Representative Examination

Current Firm

GI
GOELZER INVESTMENT MANAGEMENT
GIM INVESTMENT SERVICES, INC. | GPRO | GOELZER INVESTMENT MANAGEMENT, INC. | GOELZER INVESTMENT MANAGEMENT

CRD#: 44402 / SEC#: 801-55588, 8-50682

RIA
Registered Investment Advisory firm - SEC (6/30/1998 Approved)
BD
Terminated by SEC on 08/22/2015
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
10 East Main Street Suite 110, Carmel, IN 46032
Mailing Address
Phone number
(317) 264-2600
Established
Indiana since 10/16/1997
Firm type
Corporation
Fiscal year end
December
# of Employees
35

SEC notice filing (21 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV2A UPDATE 08152025 (8/15/2025)

Direct owners and executive officers

NamePositionCRD#
FREIHOFER, LISA GOELZEROWNER
GOELZER, GREGORY WILLIAMVICE CHAIRMAN AND CEO1040238
GOELZER, SANDRA KAYOWNER
JOAN B GOELZER CREDIT SHELTER TR U/A DTD 1-17-1991OWNER
MCKAMEY, BRETT DEANPRESIDENT AND COO1706545
CONCANNON, JAMES ANDREWOWNER1722214
GOELZER EMPLOYEE STOCK OWNERSHIP PLANOWNER
SMITH, NEAL ANDREWOWNER2168145
BUSH, JEFFREY ADAMCHIEF COMPLIANCE OFFICER6157908
RYNERSON, DEBRA ANNFINANCIAL OPERATIONS PRINCIPAL1741218

Regulatory assets under management

Total Number of Accounts877
AUM (Assets Under Management)$ 3,846,550,007

Disclosures

Regulatory Event1
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GOELZER INVESTMENT MANAGEMENT

CRD#: 44402Carmel, IN 46032

TRUST BUT VERIFY

Monitor Brian Pyne

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

John Christopher Cooke
John CookeAdvisorCheck Check Mark
SANCTUARY ADVISORS, LLC
IAR
RR
Indianapolis, IN
Brian Forrest Cooke
Brian CookeAdvisorCheck Check Mark
SANCTUARY ADVISORS, LLC
IAR
RR
Indianapolis, IN
Tammy Kay Williams
Tammy WilliamsAdvisorCheck Check Mark
SANCTUARY ADVISORS, LLC
IAR
RR
Indianapolis, IN
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics