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HA

Hans A. Abate

EFG ASSET MANAGEMENT (AMERICAS)
MIAMI, FL 33131
Some features on this profile are disabled
CRD#: 4563511
HA

Professional summary

Hans Anton Abate is a registered financial advisor currently at EFG ASSET MANAGEMENT (AMERICAS) CORP. located in Miami, Florida and EFG CAPITAL INTERNATIONAL located in Miami, Florida.

Hans is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Hans has worked at 4 firms and has passed the Series 66, Series 52TO, SIE, Series 7 and Series 53 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
President of JanBran, Inc - a beauty cosmetic distribution company operated and run by the employee's spouse. Passive involvement with the day to day operations but anticipates attending various cosmetic conventions. No compensation received. President - Kanusa Inc. - a family holding company for parents Miami residential apartment. No time spent on this activity and no compensation received.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hans Anton Abate's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 23, 2012 - Present

EFG ASSET MANAGEMENT (AMERICAS) CORP.

Office #1: 701 Brickell Avenue Suite 1310, Miami, FL 33131
RIA
CRD#: 158905
MIAMI, FL
Current

December 21, 2005 - Present

EFG CAPITAL INTERNATIONAL

Office #1: 701 Brickell Avenue 9th Floor, Miami, FL 33131
BD
CRD#: 40118
Miami, FL
Past

April 30, 2021 - July 13, 2021

EFG CAPITAL INTERNATIONAL

RIA
CRD#: 40118
MIAMI, FL
Past

February 22, 2008 - August 23, 2012

EFG CAPITAL ADVISORS LLC

RIA
CRD#: 145208
MIAMI, FL
Past

January 23, 2006 - February 21, 2008

EFG CAPITAL INTERNATIONAL

RIA
CRD#: 40118
MIAMI, FL
Past

October 23, 2002 - December 20, 2005

EFG CAPITAL INTERNATIONAL LLC

RIA
CRD#: 28349
MIAMI, FL
Past

October 22, 2002 - December 20, 2005

EFG CAPITAL INTERNATIONAL LLC

BD
CRD#: 28349
MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EFG ASSET MANAGEMENT (AMERICAS) CORP.
EFG ASSET MANAGEMENT (AMERICAS) CORP | EFG ASSET MANAGEMENT (US) CORP | EFG ASSET MANAGEMENT (AMERICAS) CORP.

CRD#: 158905 / SEC#: 801-72773

RIA
Registered Investment Advisory firm - (10/3/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(12/21/2005)
IAR
Florida
(8/23/2012)
RR
New York
(1/12/2011)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/17/2002
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/3/2001
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 11/11/2002
Municipal Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

EA
EFG ASSET MANAGEMENT (AMERICAS) CORP.
EFG ASSET MANAGEMENT (AMERICAS) CORP | EFG ASSET MANAGEMENT (US) CORP | EFG ASSET MANAGEMENT (AMERICAS) CORP.

CRD#: 158905 / SEC#: 801-72773

RIA
Registered Investment Advisory firm - (10/3/2011 Approved)
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Contact information

Main Address
701 Brickell Avenue Suite 1310, Miami, FL 33131
Mailing Address
Phone number
(305) 482-8000
Established
Firm type
Fiscal year end
# of Employees
44

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

EFGAM FORM ADV 2A OCTOBER 2025 (10/2/2025)
EFGAM WRAP FEE PROGRAM BROCHURE NOVEMBER 2024 (3/31/2025)

Regulatory assets under management

Total Number of Accounts678
AUM (Assets Under Management)$ 1,915,401,213

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EFG ASSET MANAGEMENT (AMERICAS) CORP.

CRD#: 158905Miami, FL 33131

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