Martin J. Wagman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Jay Wagman was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1971. Martin had worked at 13 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 2011 - June 19, 2012
AARON CAPITAL INCORPORATED
December 4, 2006 - November 16, 2009
MM ASCEND LIFE INVESTOR SERVICES, LLC
January 20, 2004 - December 4, 2006
STUART SECURITIES CORP.
April 22, 2002 - December 31, 2003
VERITRUST FINANCIAL, LLC
December 21, 1993 - December 21, 1993
INTREPID SECURITIES, INC.
November 18, 1993 - April 22, 2002
ARAGON FINANCIAL SERVICES, INC.
April 22, 1993 - November 15, 1993
LFG SECURITIES, INC.
May 2, 1990 - May 6, 1991
METROPOLITAN LIFE INSURANCE COMPANY
April 25, 1990 - May 6, 1991
MSI FINANCIAL SERVICES, INC.
July 1, 1987 - April 25, 1990
UR FINANCIAL, INC.
August 1, 1980 - May 2, 1984
ADVANTAGE CAPITAL CORPORATION
February 23, 1973 - February 1, 1989
THE VARIABLE ANNUITY MARKETING COMPANY
November 3, 1971 - March 23, 1973
THE VARIABLE MARKETING CO OF S CALIF
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/14/1968
Registered Representative ExaminationCurrent Firm
AARON CAPITAL INCORPORATED
CRD#: 28583 / SEC#: , 8-44000
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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