Jeffrey A. Feldman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Aaron Feldman, who also goes by Jeffrey Feldman, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2002. Jeffrey had worked at 6 firms and has passed the Series 65, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 2016 - October 6, 2017
MANAGED ASSET PORTFOLIOS, LLC
March 14, 2013 - November 14, 2014
WELLS STREET ADVISORS, LLC
July 2, 2012 - December 19, 2012
VIRTU AMERICAS LLC
April 26, 2011 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
April 17, 2003 - December 31, 2003
SAF CAPITAL LLC
July 15, 2002 - December 19, 2012
ASTOR ASSET MANAGEMENT LLC
Primary Firm SEC Registration
MANAGED ASSET PORTFOLIOS, LLC
CRD#: 109574 / SEC#: 801-58125
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MANAGED ASSET PORTFOLIOS, LLC
CRD#: 109574 / SEC#: 801-58125
Contact information
SEC notice filing (27 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,928 |
| AUM (Assets Under Management) | $ 1,058,507,064 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
