Jerry L. Choate
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerry Lee Choate was a registered financial professional .
Jerry is a previously registered financial professional and started their career in finance in 2002. Jerry had worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 20, 2015 - September 5, 2017
MOODY CAPITAL SOLUTIONS, INC
June 10, 2011 - December 5, 2013
MML INVESTORS SERVICES, LLC
May 12, 2011 - December 5, 2013
MML INVESTORS SERVICES, LLC
November 4, 2009 - April 4, 2011
MIDSOUTH CAPITAL, INC.
October 6, 2009 - October 7, 2009
ASPECT SECURITIES, LLC
October 11, 2007 - July 22, 2009
MOODY CAPITAL SOLUTIONS, INC
April 17, 2006 - October 10, 2007
MIDSOUTH CAPITAL, INC.
May 19, 2005 - October 10, 2007
MIDSOUTH CAPITAL, INC.
January 13, 2003 - March 14, 2003
WADDELL & REED
December 5, 2002 - March 14, 2003
WADDELL & REED
August 5, 2002 - September 24, 2002
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MOODY CAPITAL SOLUTIONS, INC
CRD#: 15989 / SEC#: , 8-32928
Contact information
FINRA licenses (9 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
