Joseph E. Sholler

WEBULL FINANCIAL LLC

New York, NY 10005

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CRD#: 4562800

Professional summary

Joseph Edward Sholler is a registered financial professional currently at WEBULL FINANCIAL LLC located in New York, New York.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 2003. Joseph has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

WEASF / 1848 University Avenue Madison,WI 53726 / Foundation/ Education / UW scholarship foundation / Officer / / I am co president and we provide need based scholarships to minority students from New York City to attend UW Madison / Start Date 4/1/10 /

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Edward Sholler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 9, 2024 - Present

WEBULL FINANCIAL LLC

Office #1: 44 Wall Street 2nd Floor, New York, NY 10005

CRD#: 289063

New York, NY

Past

August 6, 2013 - May 13, 2024

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

WEEHAWKEN, NJ

Past

August 1, 2013 - May 13, 2024

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

July 1, 2010 - August 7, 2013

MORGAN STANLEY

RIA

CRD#: 149777

NEW YORK, NY

Past

June 22, 2010 - August 7, 2013

MORGAN STANLEY

CRD#: 149777

PURCHASE, NY

Past

January 23, 2004 - December 31, 2008

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

SECAUCAS, NJ

Past

January 3, 2003 - December 31, 2008

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(12/10/2024)

Exams

State Security Law Exam

IAR

Series 66

Date: 10/31/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/11/2002

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

WEBULL FINANCIAL LLC

CRD#: 289063 / SEC#: , 8-69978

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

44 Wall Street 2nd Floor, New York, NY 10005

Mailing Address

44 Wall Street 2nd Floor, New York, NY 10005

Phone number

(917) 725-2448

Established

Delaware since 05/24/2017

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
WEBULL HOLDINGS (US) INC.	OWNER/ MANAGING MEMBER
DENIER, ANTHONY MICHAEL	CHIEF EXECUTIVE OFFICER	3260208
ENGELSOHN, MOSHE BINYAMIN	FINOP / CHIEF FINANCIAL OFFICER	2504044
KEATING, JOHN	CHIEF COMPLIANCE OFFICER	7087074
LU, SHEN	CHIEF OPERATING OFFICER	4640530

Disclosures

Regulatory Event	5
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph E. Sholler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Edward Sholler's CRS (Customer Relationship Summary).

Certified licenses

Experience

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MORGAN STANLEY

MORGAN STANLEY

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/31/2002

SIE

Date: 10/1/2018

Series 7

Date: 10/11/2002

FINRA

Current Firm

WEBULL FINANCIAL LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

WEBULL FINANCIAL LLC

TRUST BUT VERIFY

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