CP
Casey C. Peterson
AVANTAX PLANNING PARTNERS
RAPID CITY, SD 57701
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CRD#: 4562594
CP
Professional summary
Casey Craven Peterson is a registered financial advisor currently at AVANTAX PLANNING PARTNERS, INC. located in Rapid City, South Dakota.
Casey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Casey has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) I am an Accountant with Casey Peterson, Ltd, a regional CPA firm. I am located at 909 Kansas City Street, Rapid City, SD. I have been with the CPA firm since 1977. I work approximately 40 hours a month. I provide services that are typically of public accounting, including tax services, consulting, account services and valuation services to a variety of different clients and client types. Most of my work is during securities trading hours. My employment is not securities-related or investment-related. (2) I am an Advisor with CP Financial Services, a financial services firm located. I am located at 909 St Joe's, Suite 101, Rapid City, SD 57701. I have been with CP Financial since 02/2000. I work approximately 40 hours a month. I provide wealth management services to a variety of different clients and client types based on their individual financial needs and risk tolerances. Most of my work is during securities trading hours. My employment is investment-related. (3) I am the director of the Advisory Board for and a shareholder of the First Interstate Bank, a local bank branch located in Rapid City, SD. It is located at 333 W. Boulevard. I have been a shareholder and board director since 1984. I devote approximately 5-10 hours a month to this activity, primarily during securities trading hours. I attend quarterly board meetings and provide input to bank management. My participation is not securities-related or investment-related. (4) I am a minority limited partner in David Pummel & Assoc., DP Financial, LLP, and DP Properties, LLC., all located in Belle Fource, SD. This is primarily and exclusively a CPA firm also providing financial services. I have participated in this activity since 01/1999. I devote no more than 5-10 hours a month to this activity, primarily during non-securities trading hours. I attend partner meetings and provide input to other partners. My participation is not securities-related or investment-related. (5) I am the majority member-owner of and manager for Open Buckle Ranch, LLC., an entity formed to oversee a share crop arrangement. The land is located in Jackson County, SD. I have participated in this activity since 5/2000. I devote roughly 15-20 hours a month to this activity, primarily during non-securities trading hours. I work with the lessee of the farmland, inspect the property and the crops produced. My participation is not securities-related or investment-related. (6) I am the majority member-owner of and manager for Turnac 1 and Turnac 2, LLC. This is an office-space leasing entity. The activity is located at 8588 Dreamscape Road, Rapid City, SD. I have participated in this activity since 2012. I devote roughly 15-20 hours a month to this activity, primarily during non-securities trading hours. I collect rent, inspect the property, and maintain the leases. My participation is not securities-related or investment-related. (7) I am a Shareholder and Treasurer for Warne Chemical and Equipment, Co., Inc., a landscaping services firm located at 2680 Commerce Road, Rapid City, SD 57702. I have participated in this activity since 12/2020. I work approximately 11-20 hours a month. I provide bookkeeping services and attend periodic meetings. Most of my work is during securities trading hours. My participation is not investment-related. (8) I am a Member-Owner of GAB, LLC., an ownership entity located at 612 S Douglas Hwy, Gillette, WY 82716. My participation is not securities-related or investment-related. I attend periodic member meetings. My start date is 08/2003. I devote 1-2 hours a month, primarily during non-securities trading hours. (9) I am a Limited Partner for QR Rushmore located at 1445 North Loop West, Suite 625,Houston, TX 77008. I own 2% of an LLC that purchased the Rushmore Mall. I am a Class B owner and limited partner. This activity was started in October 2021. I spend approximately 5 hours during non-business hours.
CRS (Client Relationship Summary) - RIA
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Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 7, 2001 - Present
AVANTAX PLANNING PARTNERS, INC.
Office #1: 909 St. Joseph Street Suite 101, Rapid City, SD 57701RIA
CRD#: 106237
RAPID CITY, SD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
South Dakota(2/7/2001)
Current Firm
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3390 Asbury Road, Dubuque, IA 52002-2801
Mailing Address
Phone number
(563) 582-2855
Established
Firm type
Fiscal year end
# of Employees
254
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 13,679 |
| AUM (Assets Under Management) | $ 6,933,162,284 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/20/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
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Company Information
AVANTAX PLANNING PARTNERS, INC.
CRD#: 106237Rapid City, SD 57701TRUST BUT VERIFY
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