William F. Wadsworth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Frederick Wadsworth, who also goes by William Frederic Wadsworth, was a registered financial advisor .
William is a previously registered financial advisor and started their career in finance in 1968. William had worked at 4 firms and has passed the Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 16, 2001 - October 13, 2011
PTS ASSET MANAGEMENT
January 2, 1996 - February 7, 2012
ITS ASSET MANAGEMENT, L.P.
July 20, 1971 - April 2, 2014
WADSWORTH INVESTMENT CO., INC.
June 14, 1968 - July 16, 1971
FOUNDERS MUTUAL DEPOSITER CORP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/28/1965
Registered Representative ExaminationSeries 00
Date: 6/10/1968
General Securities Principal ExaminationCurrent Firm
PTS ASSET MANAGEMENT
CRD#: 111047 / SEC#: 801-37540
Contact information
Red Flags
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