Robert H. Wadsworth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Haigh Wadsworth, who also goes by Robert H Wadsworth, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1966. Robert had worked at 8 firms and has passed the Series 63, Series 1, F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 4, 2001 - March 12, 2002
QUASAR DISTRIBUTORS, LLC
August 28, 1995 - February 16, 1996
ICE SECURITIES LLC
January 15, 1991 - October 4, 2001
FIRST FUND DISTRIBUTORS, INC.
October 2, 1989 - January 7, 1992
LAKERIDGE CAPITAL INC.
March 21, 1988 - December 13, 1988
VIGILANT DISTRIBUTORS, INC.
March 20, 1984 - February 11, 1987
FORESIDE ASSOCIATES, LLC
July 24, 1979 - April 29, 1982
PRUDENTIAL EQUITY GROUP, LLC
June 8, 1966 - June 7, 1979
CALVIN BULLOCK, LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/3/1966
Registered Representative ExaminationF04
Date: 7/30/1973
Financial Principal ExaminationSeries 00
Date: 5/21/1973
General Securities Principal ExaminationCurrent Firm
QUASAR DISTRIBUTORS, LLC
CRD#: 103848 / SEC#: , 8-52323
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
