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Ron Drinkhouse

CRD# 4562385·Registered 2002 - 2020
Previously Registered: Being a previously registered professional could mean that Ron is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ron Drinkhouse, who also goes by Ron A Drinkhouse, Ron Allen Drinkhouse, Ronald Allen Drinkhouse, was a registered financial advisor. Ron was a previously registered financial professional and started their career in finance 2002 - 2020. Ron had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ron A Drinkhouse, Ron Allen Drinkhouse, Ronald Allen Drinkhouse

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

ECKMAN WEALTH MANAGEMENT, LLC·CRD# 159934
RIA
Overland Park, KS
March 13, 2019 - February 3, 2020
PRUCO SECURITIES, LLC.·CRD# 5685
RIA
Overland Park, KS
September 25, 2015 - November 15, 2018
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Overland Park, KS
March 30, 2015 - November 15, 2018
EAGLE STRATEGIES LLC·CRD# 110826
RIA
Overland Park, KS
March 9, 2011 - March 24, 2015
NYLIFE SECURITIES LLC·CRD# 5167
BD
Overland Park, KS
February 2, 2011 - March 24, 2015
EVOLVE SECURITIES, INC.·CRD# 127474
BD
Dallas, TX
April 30, 2008 - May 13, 2009
AFS BROKERAGE, INC.·CRD# 25924
BD
Austin, TX
November 22, 2006 - April 30, 2008
SOUTHWEST TEXAS CAPITAL, L.L.C·CRD# 104200
BD
Plano, TX
January 13, 2006 - November 16, 2006
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
RIA
Kansas City, MO
October 9, 2002 - May 21, 2004
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
August 26, 2002 - May 21, 2004

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Current Firm

EW
ECKMAN WEALTH MANAGEMENT, LLC

ECKMAN FINANCIAL GROUP | FIRST CHOICE WEALTH MANAGEMENT, LLC | FIRST CHOICE FINANCIAL SOLUTIONS | ECKMAN WEALTH MANAGEMENT, LLC | ECKMAN WEALTH MANAGEMENT | ECKMAN FINANCIAL GROUP, LLC

CRD#: 159934
Arizona
Registered Investment Advisory firm - Arizona (3/1/2012 Approved)
California
Registered Investment Advisory firm - California (6/17/2015 Approved)
Colorado
Registered Investment Advisory firm - Colorado (6/5/2015 Approved)
Florida
Registered Investment Advisory firm - Florida (4/9/2024 Approved)
Kansas
Registered Investment Advisory firm - Kansas (2/3/2012 Approved)
Louisiana
Registered Investment Advisory firm - Louisiana (12/6/2023 Terminated)
Missouri
Registered Investment Advisory firm - Missouri (8/7/2015 Approved)
New York
Registered Investment Advisory firm - New York (7/29/2021 Approved)
Texas
Registered Investment Advisory firm - Texas (7/15/2013 Conditional Restricted)
Washington
Registered Investment Advisory firm - Washington (11/9/2018 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

Phoenix, AZ

Mailing Address

505 Broadway E #118, Seattle, WA 98102

Phone Number

(888) 545-4746

# of Employees

5

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

605

AUM (Assets Under Management)

$73,908,668

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2002About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2002About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2002About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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