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Ron Drinkhouse

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CRD#: 4562385
RD

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ron Drinkhouse, who also goes by Ron A Drinkhouse, Ron Allen Drinkhouse, Ronald Allen Drinkhouse, was a registered financial professional .

Ron is a previously registered financial professional and started their career in finance in 2002. Ron had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Ron A Drinkhouse | Ron Allen Drinkhouse | Ronald Allen Drinkhouse

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 13, 2019 - February 3, 2020

ECKMAN WEALTH MANAGEMENT, LLC

RIA
CRD#: 159934
Overland Park, KS
Past

September 25, 2015 - November 15, 2018

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
Overland Park, KS
Past

March 30, 2015 - November 15, 2018

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
Overland Park, KS
Past

March 9, 2011 - March 24, 2015

EAGLE STRATEGIES LLC

RIA
CRD#: 110826
OVERLAND PARK, KS
Past

February 2, 2011 - March 24, 2015

NYLIFE SECURITIES LLC

BD
CRD#: 5167
OVERLAND PARK, KS
Past

April 30, 2008 - May 13, 2009

EVOLVE SECURITIES, INC.

BD
CRD#: 127474
DALLAS, TX
Past

November 22, 2006 - April 30, 2008

AFS BROKERAGE, INC.

BD
CRD#: 25924
AUSTIN, TX
Past

January 13, 2006 - November 16, 2006

SOUTHWEST TEXAS CAPITAL, L.L.C

BD
CRD#: 104200
PLANO, TX
Past

October 9, 2002 - May 21, 2004

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
KANSAS CITY, MO
Past

August 26, 2002 - May 21, 2004

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 10/2/2002
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


EW
ECKMAN WEALTH MANAGEMENT, LLC
ECKMAN FINANCIAL GROUP | FIRST CHOICE WEALTH MANAGEMENT, LLC | FIRST CHOICE FINANCIAL SOLUTIONS | ECKMAN WEALTH MANAGEMENT, LLC | ECKMAN WEALTH MANAGEMENT | ECKMAN FINANCIAL GROUP, LLC

CRD#: 159934 / SEC#:

Arizona
Registered Investment Advisory firm - (3/1/2012 Approved)
California
Registered Investment Advisory firm - (6/17/2015 Approved)
Colorado
Registered Investment Advisory firm - (6/5/2015 Approved)
Florida
Registered Investment Advisory firm - (4/9/2024 Approved)
Kansas
Registered Investment Advisory firm - (2/3/2012 Approved)
Louisiana
Registered Investment Advisory firm - (12/6/2023 Terminated)
Missouri
Registered Investment Advisory firm - (8/7/2015 Approved)
New York
Registered Investment Advisory firm - (7/29/2021 Approved)
Texas
Registered Investment Advisory firm - (7/15/2013 Conditional Restricted)
Washington
Registered Investment Advisory firm - (11/9/2018 Approved)
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Contact information


Main Address
Phoenix, AZ
Mailing Address
Phone number
(888) 545-4746
Established
Firm type
Fiscal year end
# of Employees
5

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts281
AUM (Assets Under Management)$ 62,333,997

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ECKMAN WEALTH MANAGEMENT, LLC

CRD#: 159934

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