Robert W. Griffin
Professional summary
Robert William Griffin was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Robert is a previously registered financial professional and started their career in finance in 2002. Prior to being barred, Robert had worked at 6 firms, which includes CORNERSTONE INVESTMENT SERVICES, CANTELLA & CO. INC., CHASE INVESTMENT SERVICES CORP., BANC ONE SECURITIES CORPORATION, AMERIPRISE FINANCIAL SERVICES LLC, IDS LIFE INSURANCE COMPANY.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 19, 2009 - December 31, 2016
CORNERSTONE INVESTMENT SERVICES
June 22, 2009 - January 23, 2017
CANTELLA & CO., INC.
May 15, 2009 - January 23, 2017
CANTELLA & CO., INC.
July 6, 2005 - April 8, 2009
CHASE INVESTMENT SERVICES CORP.
July 6, 2005 - April 8, 2009
CHASE INVESTMENT SERVICES CORP.
February 24, 2005 - July 6, 2005
BANC ONE SECURITIES CORPORATION
February 24, 2005 - July 6, 2005
BANC ONE SECURITIES CORPORATION
September 11, 2002 - February 24, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
September 2, 2002 - February 24, 2005
IDS LIFE INSURANCE COMPANY
September 2, 2002 - February 24, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CORNERSTONE INVESTMENT SERVICES
CRD#: 129164 / SEC#: 801-66355
Contact information
Regulatory assets under management
| Total Number of Accounts | 87 |
| AUM (Assets Under Management) | $ 52,853,238 |
Red Flags
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