Benjamin C. Brayshaw

OSAIC WEALTH

Bedford, NH 03110

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CRD#: 4562245

Professional summary

Benjamin C Brayshaw, who also goes by Benjamin Brayshaw, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Bedford, New Hampshire.

Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Benjamin has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Benjamin Brayshaw

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) BRAYSHAW FINANCIAL GROUP, LLC. (FIXED INSURANCE SALES) POSITION: Registered Principal NATURE: LLC. INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 40 START DATE: 08/01/2001 ADDRESS: 116 S. River Rd, Bldg D, Ste 5, Bedford NH 03110 DESCRIPTION: Sales of Fixed Annuity and Life Insurance 2) PREMIUM FINANCING -5 HOURS PER MONTH OF WHICH 2 HOURS ARE DURING TRADING HOURS. Premium Financing: Life Insurance sales financed through 3rd party banks and institutions. 3) CROWN CAPITAL ADVISORS, INC. POSITION: President of Operations NATURE: Training and wholesaling Insurance Products INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 50 START DATE: 10/27/2010 ADDRESS: 116 S. River Rd, Bldg D, Ste 5, Bedford NH 03110 DESCRIPTION: Work with Insurance Agents 4) DOW HOLDINGS, LLC. & BENJAMIN BRAYSHAW POSITION: Owner NATURE: Real Estate Ownership and Rentals, (LLC) INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 12/01/2018 ADDRESS: 116 S. River Road, Bldg D, Ste 5, Bedford NH 03110 DESCRIPTION: Duties would include collecting rents, and paying bills for the property. 5) BRAYSHAW FINANCIAL GROUP, LLC (SOCIAL SECURITY SEMINAR) POSITION: Registered Principal NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/17/2015 ADDRESS: 116 S. River Road, Bldg D, Ste 5, Bedford NH 03301 DESCRIPTION: Hosting a Social Security Seminar, in which a fee of $25/person will be charged for the Room Rental Cost and the Social Security Speaker fee will be charged 6) BRAYSHAW FINANCIAL GROUP, LLC. (BUSINESS BROKERAGE) POSITION: Managing Partner NATURE: LLC. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 08/01/2012 ADDRESS: 116 S. River Rd., Bldg D, Ste 5, Bedford NH 03110 DESCRIPTION: Work with Business owners to find sales connections on business liquidation. 7) WLR, LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 05/11/2021 ADDRESS: 2127 Gulf Beach Villas, Captiva FL 33924 DESCRIPTION: Owner of Rental property in Florida 8) BRAYSHAW FINANCIAL GROUP, LLC. (PREMIUM FINANCING) POSITION: Owner NATURE: Fixed and Variable Life Insurance sales utilizing Premium Financing INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2010 ADDRESS: 116 S. River Road, Bldg D, Ste 5, Bedford NH 03110 DESCRIPTION: Life Insurance Sales

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin C Brayshaw's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Benjamin C Brayshaw's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 1, 2023 - Present

OSAIC WEALTH, INC.

Office #1: 116 South River Road Building D, Suite 5, Bedford, NH 03110Office #2: 220 Broadway Suite 202, Lynnfield, MA 01940Office #3: 100 Washington Street, Keene, NH 03431

RIA

CRD#: 23131

Bedford, NH

Current

September 1, 2023 - Present

OSAIC WEALTH, INC.

Office #1: 116 South River Road Building D, Suite 5, Bedford, NH 03110Office #2: 220 Broadway Suite 202, Lynnfield, MA 01940Office #3: 100 Washington Street, Keene, NH 03431

RIA

CRD#: 23131

Bedford, NH

Past

June 8, 2015 - September 1, 2023

OSAIC SERVICES, INC.

RIA

CRD#: 133763

BEDFORD, NH

Past

June 8, 2015 - September 1, 2023

OSAIC SERVICES, INC.

CRD#: 133763

BEDFORD, NH

Past

February 4, 2009 - June 24, 2015

QUESTAR ASSET MANAGEMENT, INC.

RIA

CRD#: 133358

KEENE, NH

Past

December 1, 2006 - June 24, 2015

QUESTAR CAPITAL CORPORATION

CRD#: 43100

KEENE, NH

Past

November 24, 2003 - December 1, 2006

USALLIANZ SECURITIES, INC.

CRD#: 40875

CONCORD, NH

Past

July 30, 2002 - September 8, 2003

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

July 30, 2002 - September 8, 2003

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(9/1/2023)

Arizona
(9/1/2023)

California
(9/1/2023)

IAR

California
(9/1/2023)

Colorado
(9/1/2023)

Connecticut
(9/1/2023)

IAR

Connecticut
(9/1/2023)

District of Columbia
(9/1/2023)

Florida
(9/1/2023)

IAR

Florida
(9/1/2023)

Georgia
(9/1/2023)

IAR

Georgia
(9/1/2023)

Hawaii
(9/1/2023)

Idaho
(9/1/2023)

IAR

Idaho
(9/1/2023)

Illinois
(9/1/2023)

IAR

Illinois
(9/1/2023)

Indiana
(9/1/2023)

Iowa
(9/1/2023)

Louisiana
(9/1/2023)

Maine
(9/1/2023)

IAR

Maine
(3/5/2024)

Maryland
(9/1/2023)

Massachusetts
(9/1/2023)

IAR

Massachusetts
(9/1/2023)

Michigan
(9/1/2023)

IAR

Michigan
(9/1/2023)

Minnesota
(9/1/2023)

Mississippi
(9/1/2023)

Missouri
(9/1/2023)

Montana
(1/17/2025)

Nevada
(9/1/2023)

New Hampshire
(9/1/2023)

IAR

New Hampshire
(9/1/2023)

New Jersey
(9/1/2023)

New Mexico
(9/1/2023)

New York
(9/1/2023)

North Carolina
(9/1/2023)

IAR

North Carolina
(9/1/2023)

Ohio
(9/1/2023)

Oklahoma
(9/1/2023)

Oregon
(9/1/2023)

IAR

Oregon
(9/1/2023)

Pennsylvania
(9/1/2023)

Rhode Island
(9/1/2023)

South Carolina
(9/1/2023)

Tennessee
(9/1/2023)

Texas
(9/1/2023)

IAR

Texas
(9/1/2023)

Utah
(1/29/2025)

Vermont
(9/1/2023)

IAR

Vermont
(9/1/2023)

Virginia
(9/1/2023)

IAR

Virginia
(9/1/2023)

Washington
(9/1/2023)

IAR

Washington
(9/1/2023)

Wisconsin
(9/1/2023)

IAR

Wisconsin
(9/1/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/31/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/15/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/29/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/18/2005

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Benjamin C. Brayshaw

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin C Brayshaw's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Benjamin C Brayshaw's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

QUESTAR ASSET MANAGEMENT, INC.

QUESTAR CAPITAL CORPORATION

USALLIANZ SECURITIES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/31/2009

Series 63

Date: 8/15/2002

SIE

Date: 10/1/2018

Series 7

Date: 7/29/2002

Series 24

Date: 3/18/2005

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

TRUST BUT VERIFY

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