Christopher P. Wadley

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CRD#: 456218

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Christopher Phillip Wadley, who also goes by Chris Wadley, was a registered financial professional .

Christopher is a previously registered financial professional and started their career in finance in 1970. Christopher had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Chris Wadley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) PENSION SPECIALIST, INC.- 6271 DUPONT STATION COURT, JACKSONVILLE, FL 32217 - PRIV CORP - THIRD PARTY ADMINISTRATOR FOR QUALIFIED RETIREMENT PLANS - 08/1976 - 0 HR/MO/TRD HRS - NO CURRENT ACTIVITY BUT I DO RETAIN THE CORPORATE ENTITY; NO DISCRETIONARY AUTHORITY TO TAKE ANY ACTION; NO SIGNATURE AUTHORITY - NON-INVESTMENT RELATED 2) WADLEY AGENCY INC. -6271 DUPONT STATION COURT, JACKSONVILLE, FL 32217 - PRIV CORP - OWNS ALL STOCK & IS ONLY OFFICER OF BUSINESS - 7/14/1981 - 1% OF TIME - 0 HR/MO/TRD HRS - WAS MAIN BUSINESS ACTIVITY UNTIL KEY FINANCIAL GROUP WAS FORMED IN 1996. THERE ARE A FEW INSURANCE CASES IN EFFECT THAT STILL PAY SOME COMPENSATION TO WADLEY AGENCY INC. - NON-INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 10, 2021 - January 4, 2023

TITLETOWN WEALTH MANAGEMENT, LLC

RIA

CRD#: 307752

JACKSONVILLE, FL

Past

January 28, 1998 - December 31, 2021

KEY FINANCIAL GROUP OF JACKSONVILLE, INC.

RIA

CRD#: 142356

JACKSONVILLE, FL

Past

June 24, 1997 - July 31, 2015

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

JACKSONVILLE, FL

Past

January 31, 1997 - June 20, 1997

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

July 1, 1996 - January 31, 1997

KEOGLER, MORGAN & COMPANY, INC.

CRD#: 16546

ATLANTA, GA

Past

July 5, 1994 - June 24, 1996

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

December 19, 1991 - July 12, 1994

OLD SLIP CAPITAL MANAGEMENT, INC.

CRD#: 7360

NEW YORK, NY

Past

June 5, 1991 - December 23, 1991

KEOGLER, MORGAN & COMPANY, INC.

CRD#: 16546

ATLANTA, GA

Past

November 19, 1989 - May 30, 1991

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

September 17, 1984 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

June 19, 1983 - April 16, 1984

AETNA LIFE INSURANCE AND ANNUITY COMPANY

CRD#: 13256

Past

May 24, 1982 - June 18, 1984

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

Past

December 19, 1977 - July 28, 1983

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

Past

September 24, 1976 - May 20, 1979

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

Past

September 14, 1970 - October 7, 1973

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TITLETOWN WEALTH MANAGEMENT, LLC

KEY FINANCIAL GROUP OF JACKSONVILLE, INC. | TITLETOWN WEALTH MANAGEMENT, LLC

CRD#: 307752 / SEC#: 801-121461

RIA

Registered Investment Advisory firm - (7/21/2021 Approved)

Texas

Registered Investment Advisory firm - (8/11/2021 Terminated)

Wisconsin

Registered Investment Advisory firm - (8/11/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/29/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/14/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/31/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 9/8/1970

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/13/1994

General Securities Principal Examination

Current Firm

TITLETOWN WEALTH MANAGEMENT, LLC

KEY FINANCIAL GROUP OF JACKSONVILLE, INC. | TITLETOWN WEALTH MANAGEMENT, LLC

CRD#: 307752 / SEC#: 801-121461

RIA

Registered Investment Advisory firm - (7/21/2021 Approved)

Texas

Registered Investment Advisory firm - (8/11/2021 Terminated)

Wisconsin

Registered Investment Advisory firm - (8/11/2021 Terminated)

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Contact information

Main Address

1221 Bellevue Street Suite 102, Green Bay, WI 54302

Mailing Address

Phone number

(920) 468-7443

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TWM ADV PART 2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts	448
AUM (Assets Under Management)	$ 116,233,307

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher P. Wadley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

KEY FINANCIAL GROUP OF JACKSONVILLE, INC.

SECURITIES SERVICE NETWORK, LLC

OSAIC WEALTH, INC.

KEOGLER, MORGAN & COMPANY, INC.

SECURITIES AMERICA, INC.

OLD SLIP CAPITAL MANAGEMENT, INC.

KEOGLER, MORGAN & COMPANY, INC.

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

AETNA LIFE INSURANCE AND ANNUITY COMPANY

RAYMOND JAMES FINANCIAL SERVICES, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

HIMCO DISTRIBUTION SERVICES COMPANY

LINCOLN FINANCIAL DISTRIBUTORS, INC.

Primary Firm SEC Registration

TITLETOWN WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/29/1996

Series 63

Date: 9/14/1989

SIE

Date: 7/31/2015

Series 1

Date: 9/8/1970

Series 24

Date: 9/13/1994

Current Firm

TITLETOWN WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TITLETOWN WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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