William A. Cummins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William A Cummins was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2003. William had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 2013 - December 31, 2020
WILLIAM A CUMMINS & SONS INC
November 26, 2004 - December 31, 2006
WILLIAM A CUMMINS & SONS INC
January 6, 2003 - May 30, 2003
WILLIAM A CUMMINS & SONS INC
State Registrations and Notice Filings
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Current Firm
WILLIAM A CUMMINS & SONS INC
CRD#: 168900 / SEC#:
Contact information
Red Flags
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