AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
MT

Mario L. Tate

MILLENNIAL WEALTH ADVISORS
CHICAGO, IL 60604
Some features on this profile are disabled
CRD#: 4562061
MT

Professional summary

Mario Leo Tate is a registered financial advisor currently at MILLENNIAL WEALTH ADVISORS located in Chicago, Illinois.

Mario is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Mario has worked at 2 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Tatewick Enterprises. Non-Investment Related. Pop-up bakery and online media business. He spends roughly 25% of his time in this capacity. There are no conflicts of interest presented from this business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mario Leo Tate's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 20, 2018 - Present

MILLENNIAL WEALTH ADVISORS

Office #1: 231 South Lasalle Street 13th Floor, Chicago, IL 60604
RIA
CRD#: 174201
CHICAGO, IL
Past

January 3, 2017 - December 31, 2017

BANYAN TREE INVESTMENT CONSULTING, LLC

RIA
CRD#: 285320
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(2/20/2018)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/2/2016
Uniform Investment Adviser Law Examination

Current Firm

MW
MILLENNIAL WEALTH ADVISORS
MILLENNIAL WEALTH ADVISORS | MILLENNIAL WEALTH ADVISORS, LLC

CRD#: 174201 / SEC#:

Florida
Registered Investment Advisory firm - (10/6/2021 Approved)
Illinois
Registered Investment Advisory firm - (3/11/2015 Approved)
Ohio
Registered Investment Advisory firm - (10/9/2015 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Delray Beach, FL
Mailing Address
Phone number
(312) 637-1850
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts38
AUM (Assets Under Management)$ 93,402,756

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MILLENNIAL WEALTH ADVISORS

CRD#: 174201Chicago, IL 60604

TRUST BUT VERIFY

Monitor Mario Tate

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Michael Walter Basile
Michael BasileAdvisorCheck Check Mark
COUNTRY CAPITAL MANAGEMENT COMPANY
RR
Chicago, IL
LP
Louis PasterAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Chicago, IL
JV
Jaime VillalobosAdvisorCheck Check Mark
WILLIAM BLAIR
IAR
RR
Chicago, IL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.