SW
Samuel G. White
LIFEMARK SECURITIES
Greensburg, PA 15601
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CRD#: 4562032
SW
Professional summary
Samuel George White is a registered financial advisor currently at LIFEMARK SECURITIES CORP. located in Greensburg, Pennsylvania.
Samuel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Samuel has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SAM WHITE CPA, NOT-INVST RELATED,101 N. MAIN STREET, GREENSBURG, PA 15601, NORMAL ACCOUNTING PRACTICE SERVICES;40 HORS PER WEEK;STARTED 05/1997
Trustee and POA (special needs) for non investment clients
2) Sweetwater Tax Professionals dba for JACKSON HEWITT TAX OFFICES, NOT-INVST RELATED, Owner only but do not work there, FRANCHISE ,TAX PREPARATION/ACCOUNTING, STARTED 1/1999, 1 office is seasonal and one is year round/
Volunteer Activities - Treasurer
Patrons of the Arts Vatican Museum
Ligonier Valley Learning Center
Holy Trinity Church - Financial Council-governing board
CRS (Client Relationship Summary) - RIA
Click below to view Samuel George White's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Samuel George White's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 30, 2018 - Present
LIFEMARK SECURITIES CORP.
Office #1: 101 N. Main Street Ste 206a, Greensburg, PA 15601Office #2: 101 N. Main Street, Greensburg, PA 15601RIA
BD
CRD#: 16204
Greensburg, PA
Current
October 30, 2018 - Present
LIFEMARK SECURITIES CORP.
Office #1: 101 N. Main Street, Greensburg, PA 15601RIA
BD
CRD#: 16204
Greensburg, PA
Past
January 9, 2014 - November 5, 2018
FORESTERS EQUITY SERVICES, INC.
RIA
CRD#: 18464
GREENBURG, PA
Past
November 15, 2011 - November 5, 2018
FORESTERS EQUITY SERVICES, INC.
BD
CRD#: 18464
SAN DIEGO, CA
Past
November 11, 2002 - November 4, 2011
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
GREENBURG, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LS
LIFEMARK SECURITIES CORP.
LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
RIA
Registered Investment Advisory firm - SEC (10/17/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Pennsylvania(10/30/2018)
IAR
Pennsylvania(10/30/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LS
LIFEMARK SECURITIES CORP.
LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
RIA
Registered Investment Advisory firm - SEC (10/17/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
400 West Metro Park, Rochester, NY 14623
Mailing Address
400 West Metro Park, Rochester, NY 14623
Phone number
(585) 424-5672
Established
New York since 04/04/1983
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
88
SEC notice filing (46 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KALINOWSKI, ANDREW JOSEPH | VP / BOARD MEMBER/SECRETARY | 263409 |
| MICCICHE, VINCENT JR | TREASURER/ FINOP/PFO/POO | 702149 |
| PRISCO, JAMES JOSEPH | CHIEF EXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER | 2653402 |
| PRISCO, JAMES JOSEPH | PRESIDENT / BOARD MEMBER | 2653402 |
| GEORGIEV, ALEXANDRE JR. | CCO OF THE RIA / DIRECTOR OF OPERATIONS | 5307830 |
Regulatory assets under management
| Total Number of Accounts | 2,021 |
| AUM (Assets Under Management) | $ 461,475,636 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LIFEMARK SECURITIES CORP.
CRD#: 16204Greensburg, PA 15601TRUST BUT VERIFY
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