Edward D. Amorosi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Daniel Amorosi was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 2002. Edward had worked at 5 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2018 - September 11, 2023
PROBITAS FUNDS GROUP, LLC
January 21, 2015 - March 30, 2018
GROWTH CAPITAL SERVICES, INC.
December 9, 2008 - November 9, 2012
COWEN EQUITY FINANCE LP
March 8, 2004 - October 24, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 8, 2004 - October 24, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 3, 2002 - February 27, 2004
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PROBITAS FUNDS GROUP, LLC
CRD#: 115876 / SEC#: , 8-53512
Contact information
FINRA licenses (24 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
