Dennis Coral

CORAL WEALTH MANAGEMENT

Miami, FL 33180

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CRD#: 4561718

Professional summary

Dennis Coral is a registered financial advisor currently at CORAL WEALTH MANAGEMENT, LLC located in Miami, Florida.

Dennis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Dennis has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Coral is a life insurance agent that is a licensed professional who sells life insurance policies on behalf of one or more insurance carriers. Mr. Coral assist clients and provides financial guidance regarding their insurance decisions to help clients achieve their financial objectives. a. Dennis has been licensed as an insurance agent since 5/23/2003. b. Dennis spends about an hour per month assisting clients. c. Investment Related. d. 20801 Biscayne Blvd., Suite 403, Miami, FL 33180-1474

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Coral's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 2, 2020 - Present

CORAL WEALTH MANAGEMENT, LLC

Office #1: 20801 Biscayne Blvd. Suite 403, Miami, FL 33180

RIA

CRD#: 307117

Miami, FL

Past

August 14, 2017 - July 20, 2020

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 144426

MIAMI, FL

Past

March 27, 2017 - July 20, 2020

INTERNATIONAL ASSETS ADVISORY, LLC

CRD#: 10645

MIAMI, FL

Past

January 11, 2017 - February 17, 2017

KOVACK ADVISORS, INC.

RIA

CRD#: 140808

Fort Lauderdale, FL

Past

January 6, 2017 - February 17, 2017

KOVACK SECURITIES INC.

CRD#: 44848

Fort Lauderdale, FL

Past

August 18, 2016 - January 19, 2017

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

FORT LAUDERDALE, FL

Past

June 9, 2014 - December 31, 2016

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

FORT LAUDERDALE, FL

Past

May 29, 2014 - January 19, 2017

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

FORT LAUDERDALE, FL

Past

June 1, 2009 - April 29, 2014

MORGAN STANLEY

RIA

CRD#: 149777

AVENTURA, FL

Past

June 1, 2009 - April 29, 2014

MORGAN STANLEY

CRD#: 149777

AVENTURA, FL

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

AVENTURA, FL

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

AVENTURA, FL

Past

May 9, 2003 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

AVENTURA, FL

Past

April 11, 2003 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

AVENTURA, FL

Past

November 20, 2002 - January 2, 2003

LADENBURG THALMANN & CO. INC.

CRD#: 505

NEW YORK, NY

Past

September 9, 2002 - November 20, 2002

LADENBURG CAPITAL MANAGEMENT INC.

CRD#: 14623

BETHPAGE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CORAL WEALTH MANAGEMENT, LLC

CORAL WEALTH MANAGEMENT | CORAL WEALTH MANAGEMENT, LLC

CRD#: 307117 / SEC#: 801-131934

RIA

Registered Investment Advisory firm - (2/7/2025 Approved)

Florida

Registered Investment Advisory firm - (2/10/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/2/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/6/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/8/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 6/18/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/6/2002

General Securities Representative Examination

Current Firm

CORAL WEALTH MANAGEMENT, LLC

CORAL WEALTH MANAGEMENT | CORAL WEALTH MANAGEMENT, LLC

CRD#: 307117 / SEC#: 801-131934

RIA

Registered Investment Advisory firm - (2/7/2025 Approved)

Florida

Registered Investment Advisory firm - (2/10/2025 Terminated)

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Contact information

Main Address

20801 Biscayne Blvd. Suite 403, Miami, FL 33180

Mailing Address

Phone number

(305) 671-3914

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CORAL WEALTH MANAGEMENT, LLC ADV BROCHURE (2/13/2025)

Regulatory assets under management

Total Number of Accounts	629
AUM (Assets Under Management)	$ 104,068,909

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Dennis Coral

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Coral's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

INTERNATIONAL ASSETS ADVISORY, LLC

KOVACK ADVISORS, INC.

KOVACK SECURITIES INC.

TRUIST ADVISORY SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

LADENBURG THALMANN & CO. INC.

LADENBURG CAPITAL MANAGEMENT INC.

Primary Firm SEC Registration

CORAL WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/6/2003

Series 63

Date: 11/8/2002

SIE

Date: 10/1/2018

Series 31

Date: 6/18/2003

Series 7

Date: 9/6/2002

Current Firm

CORAL WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CORAL WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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