MF
Michael B. Fein
APOLLON WEALTH MANAGEMENT
Palm Beach Gardens, FL
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CRD#: 4561594
MF
Professional summary
Michael Brett Fein, AIF® is a registered financial advisor currently at APOLLON WEALTH MANAGEMENT, LLC located in Palm Beach Gardens, Florida and PURSHE KAPLAN STERLING INVESTMENTS located in Owing Mills, Maryland.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Michael has worked at 5 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 30 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FIXED INSURANCE SALES AT BRANCH LOCATION, INVESTMENT RELATED. 2) MICHAEL B. FEIN, INC.- PRESIDENT AND SOLE OWNER| Entity for Business Operations; Holding Company for managing revenue and expenses for securities business activity. | No securities business is conducted through this entity, this services solely as a holding company. 3) Apollon Wealth Management. Investment related. At Registered Location. RIA. Financial Advisor. Start Date: 10/01/24. 160 hrs/ month; all during trading hours. Provide financial advisory/planning services for individual clients 4) Alchemy Holdings, LLC. Investment Related. 1101 Wootton Parkway, Suite 980, Rockville MD. Holding Company. Owner. Start 11/2017. 0 hours per month. Pass through for RIA business. 5) Notary. Not Investment Related. 10451 Mill Run Circle, Suite 1000, Owings Mills, MD 21117. Notary. Notary. 8/31/2023. Hrs/month .5 all during trading hours. Notary.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Brett Fein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 7, 2024 - Present
APOLLON WEALTH MANAGEMENT, LLC
Office #2: 10451 Mill Run Circle Suite 1000, Owing Mills, MD 21117RIA
CRD#: 291902
Palm Beach Gardens, FL
Current
November 13, 2017 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 10451 Mill Run Circle Suite 1000, Owing Mills, MD 21117BD
CRD#: 35747
Owing Mills, MD
Past
November 13, 2017 - December 31, 2024
CIC WEALTH, LLC
RIA
CRD#: 290198
OWING MILLS, MD
Past
February 4, 2003 - November 14, 2017
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
OWINGS MILLS, MD
Past
November 20, 2002 - November 14, 2017
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
OWINGS MILLS, MD
Past
February 8, 1999 - October 1, 2002
HARVEST INVESTMENT CONSULTANTS LLC
RIA
CRD#: 110258
TIMONIUM, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
APOLLON WEALTH MANAGEMENT, LLC
ADI DASSLER INTERNATIONAL FAMILY OFFICE | WESTSIDE WEALTH MANAGEMENT OF APOLLON | WEALTH EMPOWERMENT FINANCIAL GROUP | TREE CITY ADVISORS OF APOLLON | TELOS WEALTH ADVISORS | SUNSHINE WEALTH ADVISORS, LLC | PROPER WEALTH MANAGEMENT | PRISM ADVISORY GROUP | PODESTA CAPITAL APOLLON | PIERSHALE FINANCIAL GROUP OF APOLLON | PELLEY GROUP OF APOLLON | LIVETRAC | JE WILSON OF APOLLON | JASON YOUNG AND ASSOCIATES | CJL | CJ LAWRENCE, A DIVISION OF APOLLON WEALTH MANAGEMENT | CIC WEALTH | CATALYST APOLLON | CASCADE APOLLON | BLUECHIP WEALTH MANAGEMENT | APOLLON WEALTH MANAGEMENT, LLC | APOLLON NEW ENGLAND | APOLLON BRIDGEMARK
CRD#: 291902 / SEC#: 801-112350
RIA
Registered Investment Advisory firm - (1/22/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/17/2017)
RR
Colorado(11/13/2017)
RR
Connecticut(8/24/2023)
RR
Delaware(4/10/2018)
RR
Florida(11/13/2017)
IAR
Florida(9/26/2025)
RR
Maryland(11/13/2017)
IAR
Maryland(10/7/2024)
RR
Nevada(12/19/2017)
RR
New Jersey(3/6/2018)
RR
Pennsylvania(4/10/2018)
RR
Rhode Island(5/1/2020)
RR
South Carolina(8/24/2023)
RR
Vermont(8/24/2023)
RR
Virginia(3/6/2018)
RR
Washington(8/24/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AW
APOLLON WEALTH MANAGEMENT, LLC
ADI DASSLER INTERNATIONAL FAMILY OFFICE | WESTSIDE WEALTH MANAGEMENT OF APOLLON | WEALTH EMPOWERMENT FINANCIAL GROUP | TREE CITY ADVISORS OF APOLLON | TELOS WEALTH ADVISORS | SUNSHINE WEALTH ADVISORS, LLC | PROPER WEALTH MANAGEMENT | PRISM ADVISORY GROUP | PODESTA CAPITAL APOLLON | PIERSHALE FINANCIAL GROUP OF APOLLON | PELLEY GROUP OF APOLLON | LIVETRAC | JE WILSON OF APOLLON | JASON YOUNG AND ASSOCIATES | CJL | CJ LAWRENCE, A DIVISION OF APOLLON WEALTH MANAGEMENT | CIC WEALTH | CATALYST APOLLON | CASCADE APOLLON | BLUECHIP WEALTH MANAGEMENT | APOLLON WEALTH MANAGEMENT, LLC | APOLLON NEW ENGLAND | APOLLON BRIDGEMARK
CRD#: 291902 / SEC#: 801-112350
RIA
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Contact information
Main Address
111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464
Mailing Address
Phone number
(843) 579-0018
Established
Firm type
Fiscal year end
# of Employees
179
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 20,798 |
| AUM (Assets Under Management) | $ 7,720,756,861 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
