SP
Shane J. Payette
COLDSTREAM WEALTH MANAGEMENT
Kirkland, WA 98033
Some features on this profile are disabled
CRD#: 4561408
SP
Professional summary
Shane John Payette, who also goes by Shane John Stephen Payette, is a registered financial advisor currently at COLDSTREAM WEALTH MANAGEMENT located in Kirkland, Washington.
Shane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Shane has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Shane John Stephen Payette
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SEIDMAN INSURANCE CONSULTANTS, LLC;INVESTMENT RELATED; 520 KIRKLAND WAY, SUITE 300, KIRKLAND, WA 98033;INSURANCE AGENCY; AGENT; START DATE JUNE, 2009; 10 HOURS PER MONTH WITH 10 DURING TRADING HOURS; SELL RELATED INSURANCE PRODUCTS Seidman Private Advisors LLC; provide clients with Financial Plans and services related to financial planning-dormant business; 100 Decker Court Suite 197 Irving Texas 75062; Start Date 07/2020; Role/Title: Chief Executive Officer; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS: INVESTMENT RELATED; 520 KIRKLAND WAY SUITE 300 KIRKLAND, WA 98033; START DATE 10/2017; ROLE/TITLE: PARTNER; 1 HOUR PER MONTH; 1 HOUR PER MONTH DURING SECURITIES HOURS Hersman Serles Almond LLC; accounting firm that does tap prep for individuals and corporations; PO Box 789520 Kirkland Way, Suite 300, Kirkland Washington 98083-0789; Start Date 08/2018; Role/Title: Partner; Not Investment Related; 0.5 hours per month; 0.5 hours per month during securities trading hours OPERATING UNDER THE DBA NAME OF SEIDMAN INSURANCE CONSULTANTS LLC D/B/A SEIDMAN INSURANCE AGENCY LLC FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; 520 KIRKLAND WAY SUITE 300 KIRKLAND, WA 98033; START DATE: 02/2019
CRS (Client Relationship Summary) - RIA
Click below to view Shane John Payette's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 2, 2023 - Present
COLDSTREAM WEALTH MANAGEMENT
Office #1: 520 Kirkland Way Ste 102, Kirkland, WA 98033RIA
CRD#: 108805
Kirkland, WA
Past
October 2, 2023 - November 26, 2024
COLDSTREAM SECURITIES, INC.
BD
CRD#: 46835
Kirkland, WA
Past
July 27, 2009 - October 3, 2023
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
KIRKLAND, WA
Past
July 27, 2009 - October 3, 2023
NYLIFE SECURITIES LLC
BD
CRD#: 5167
KIRKLAND, WA
Past
December 21, 2005 - March 12, 2021
SEIDMAN PRIVATE ADVISORS LLC
RIA
CRD#: 132337
Irving, TX
Past
December 21, 2005 - June 29, 2009
SEIDMAN PRIVATE SECURITIES LLC
BD
CRD#: 125051
NEW YORK, NY
Past
April 12, 2005 - November 25, 2005
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
April 12, 2005 - November 25, 2005
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Past
March 2, 2005 - November 25, 2005
OSAIC FA, INC.
RIA
CRD#: 3978
DALLAS, TX
Past
June 20, 2001 - May 5, 2005
KPMG INVESTMENT ADVISORS
RIA
CRD#: 111778
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
COLDSTREAM WEALTH MANAGEMENT
COLDSTREAM | COLDSTREAM WEALTH MANAGEMENT | COLDSTREAM CAPITAL MANAGEMENT INC
CRD#: 108805 / SEC#: 801-39379
RIA
Registered Investment Advisory firm - (7/23/1991 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(10/2/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CW
COLDSTREAM WEALTH MANAGEMENT
COLDSTREAM | COLDSTREAM WEALTH MANAGEMENT | COLDSTREAM CAPITAL MANAGEMENT INC
CRD#: 108805 / SEC#: 801-39379
RIA
Registered Investment Advisory firm - (7/23/1991 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One - 100th Avenue Ne Suite 102, Bellevue, WA 98004
Mailing Address
Phone number
(425) 283-1600
Established
Firm type
Fiscal year end
# of Employees
195
SEC notice filing (33 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,519 |
| AUM (Assets Under Management) | $ 12,438,532,202 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2025 | ||
| 08/27/2024 | ||
| 09/29/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
