David C. Wade
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Clinton Wade was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1992. David had worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2014 - May 27, 2020
WADE FINANCIAL ADVISORY, INC.
July 30, 2002 - July 15, 2010
SIGNATOR FINANCIAL SERVICES, INC.
February 13, 2002 - May 30, 2002
AMERIVET SECURITIES, INC.
September 6, 2001 - December 31, 2010
401K DIRECT ADVISORY
July 28, 1999 - December 20, 2001
AMERIVET SECURITIES, INC.
February 2, 1995 - March 25, 1999
AMERIVET SECURITIES, INC.
June 22, 1992 - September 16, 1994
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WADE FINANCIAL ADVISORY, INC.
CRD#: 108627 / SEC#: 801-113201
Contact information
Regulatory assets under management
| Total Number of Accounts | 255 |
| AUM (Assets Under Management) | $ 672,931,878 |
Red Flags
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