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TS

Terry W. Sapp

LIVE OAK PRIVATE WEALTH
Rocky Mount, NC 27804
Some features on this profile are disabled
CRD#: 4561196
TS

Professional summary


Terry Webb Sapp, who also goes by Terry Ann Sapp, Terry Webb Wall, Terry Ann Webb, Terry Webb, is a registered financial advisor currently at LIVE OAK PRIVATE WEALTH, LLC located in Rocky Mount, North Carolina.

Terry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Terry has worked at 3 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Terry Ann Sapp | Terry Webb Wall | Terry Ann Webb | Terry Webb

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Terry Webb Sapp's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 19, 2020 - Present

LIVE OAK PRIVATE WEALTH, LLC

Office #1: 210 Bryant Street Suite A, Rocky Mount, NC 27804
RIA
CRD#: 297904
Rocky Mount, NC
Past

February 19, 2004 - April 30, 2020

JOLLEY ASSET MANAGEMENT, LLC

RIA
CRD#: 113600
ROCKY MOUNT, NC
Past

December 31, 2001 - October 28, 2002

GLENWOOD CAPITAL MANAGEMENT, INC.

RIA
CRD#: 111222
RALEIGH, NC

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LO
LIVE OAK PRIVATE WEALTH, LLC
JOLLEY ASSET MANAGEMENT, A LIVE OAK PRIVATE WEALTH COMPANY | LIVE OAK WEALTH ADVISORS, LLC | LIVE OAK PRIVATE WEALTH, LLC

CRD#: 297904 / SEC#: 801-113818

RIA
Registered Investment Advisory firm - (8/13/2018 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(5/19/2020)

Exams


State Security Law Exam
IAR
Series 65
Date: 1/5/2001
Uniform Investment Adviser Law Examination

Current Firm


LO
LIVE OAK PRIVATE WEALTH, LLC
JOLLEY ASSET MANAGEMENT, A LIVE OAK PRIVATE WEALTH COMPANY | LIVE OAK WEALTH ADVISORS, LLC | LIVE OAK PRIVATE WEALTH, LLC

CRD#: 297904 / SEC#: 801-113818

RIA
Registered Investment Advisory firm - (8/13/2018 Approved)
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Contact information


Main Address
1741 Tiburon Drive, Wilmington, NC 28403
Mailing Address
Phone number
(844) 469-5679
Established
Firm type
Fiscal year end
# of Employees
12

SEC notice filing (6 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

LIVE OAK PRIVATE WEALTH DISCLOSURE BROCHURE 10/8/2025 (10/8/2025)

Regulatory assets under management


Total Number of Accounts1,086
AUM (Assets Under Management)$ 1,067,283,022

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LIVE OAK PRIVATE WEALTH, LLC

CRD#: 297904Rocky Mount, NC 27804

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