Charles E. Janisch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Edward Janisch, who also goes by Chas Janisch, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 2002. Charles had worked at 6 firms and has passed the Series 63, Series 65, Series 86, Series 87, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2011 - September 2, 2014
WISCO INVESTMENT MANAGEMENT LLC
August 16, 2010 - November 10, 2010
MORGAN JOSEPH TRIARTISAN LLC
October 23, 2009 - March 9, 2010
JESUP & LAMONT SECURITIES CORP
October 14, 2009 - March 9, 2010
JESUP & LAMONT SECURITIES CORP
June 4, 2008 - March 23, 2009
NAKOMA CAPITAL MANAGEMENT, LLC
May 14, 2007 - September 13, 2007
THOMPSON INVESTMENT MANAGEMENT, INC.
September 3, 2002 - September 12, 2007
QUASAR DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WISCO INVESTMENT MANAGEMENT LLC
CRD#: 156476 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 450 |
| AUM (Assets Under Management) | $ 92,295,078 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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