Kandace K. Espinosa

INVESTX MARKETS LLC

New York, NY 10038

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CRD#: 4561084

Professional summary

Kandace Kaylor Espinosa, who also goes by Kandace Kaylor Espinosa, Kandace Kaye Jeromin, Kandace Kaye Kaylor, Kandace Kaylor, is a registered financial professional currently at INVESTX MARKETS LLC located in New York, New York.

Kandace is registered as a RR (Registered Representative) and started their career in finance in 2002. Kandace has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kandace Kaylor Espinosa | Kandace Kaye Jeromin | Kandace Kaye Kaylor | Kandace Kaylor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Angel Oak Capital Advisors, LLC; Investment Related; Atlanta, GA; Sales; Managing Director, IBD National Accounts; Start 04/2021; 160 hours per month with 0 during trading hours 2) Grafiniti; Non-Investment Related; Seattle, WA; Advisory Function; Advisor; 12/21 Start Date; 1 hour per month, 0 during trading hours

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kandace Kaylor Espinosa's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 28, 2024 - Present

INVESTX MARKETS LLC

Office #1: 19 Fulton Street Suite 300, New York, NY 10038

CRD#: 148248

New York, NY

Past

May 24, 2021 - September 20, 2023

ANGEL OAK CAPITAL ADVISORS, LLC

RIA

CRD#: 151090

ATLANTA, GA

Past

May 18, 2021 - September 20, 2023

FORESIDE FUND SERVICES, LLC

CRD#: 46106

PORTLAND, ME

Past

December 14, 2020 - March 24, 2021

SALIENT CAPITAL L.P.

CRD#: 147912

HOUSTON, TX

Past

June 3, 2016 - March 24, 2021

FORWARD MANAGEMENT, LLC

RIA

CRD#: 109193

SAN FRANCISCO, CA

Past

June 15, 2009 - December 15, 2020

ALPS DISTRIBUTORS, INC.

CRD#: 16853

San Francisco, CA

Past

October 12, 2004 - June 12, 2009

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

July 24, 2003 - September 27, 2004

FORESIDE DISTRIBUTION SERVICES, L.P.

CRD#: 15634

PORTLAND, ME

Past

September 2, 2002 - February 26, 2003

KIRLIN SECURITIES INC.

CRD#: 21210

SYOSSET, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(2/29/2024)

Alaska
(2/29/2024)

Arizona
(2/29/2024)

Arkansas
(2/29/2024)

California
(2/29/2024)

Colorado
(2/29/2024)

Connecticut
(2/29/2024)

Delaware
(2/29/2024)

Florida
(2/29/2024)

Georgia
(2/29/2024)

Idaho
(2/29/2024)

Illinois
(2/29/2024)

Indiana
(2/29/2024)

Iowa
(2/29/2024)

Kansas
(2/29/2024)

Kentucky
(2/29/2024)

Louisiana
(2/29/2024)

Maine
(2/29/2024)

Maryland
(2/29/2024)

Massachusetts
(2/29/2024)

Michigan
(2/29/2024)

Minnesota
(2/29/2024)

Mississippi
(2/29/2024)

Missouri
(2/29/2024)

Montana
(2/29/2024)

Nebraska
(2/29/2024)

Nevada
(2/29/2024)

New Hampshire
(2/29/2024)

New Jersey
(2/29/2024)

New Mexico
(2/29/2024)

New York
(2/28/2024)

North Carolina
(2/29/2024)

North Dakota
(2/29/2024)

Ohio
(2/29/2024)

Oklahoma
(2/29/2024)

Pennsylvania
(2/29/2024)

Rhode Island
(2/29/2024)

South Carolina
(2/29/2024)

South Dakota
(2/29/2024)

Tennessee
(7/3/2024)

Texas
(2/29/2024)

Utah
(2/29/2024)

Vermont
(2/29/2024)

Virgin Islands
(2/29/2024)

Virginia
(2/29/2024)

Washington
(2/28/2024)

West Virginia
(2/29/2024)

Wisconsin
(2/29/2024)

Wyoming
(2/29/2024)

Exams

State Security Law Exam

IAR

Series 65

Date: 12/7/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/13/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/30/2002

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

INVESTX MARKETS LLC

AUCTUS SECURITIES, LLC | WOODVILLE HALL CAPITAL, LLC | INVESTX MARKETS LLC

CRD#: 148248 / SEC#: , 8-67996

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

19 Fulton Street Suite 300, New York, NY 10038

Mailing Address

19 Fulton Street Suite 300, New York, NY 10038

Phone number

(212) 390-9270

Established

Virginia since 10/17/2007

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (49 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
INVESTX FINANCIAL (UNITED STATES) INC.	100% OWNER
NEW, MARCUS A.	CCO	7235082
SANDERS, DANIEL TAYLOR	CEO	2673344
VIGLIAROLO, JOSEPH CHARLES	FINOP	4880434

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kandace K. Espinosa

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kandace Kaylor Espinosa's CRS (Customer Relationship Summary).

Certified licenses

Experience

ANGEL OAK CAPITAL ADVISORS, LLC

FORESIDE FUND SERVICES, LLC

SALIENT CAPITAL L.P.

FORWARD MANAGEMENT, LLC

ALPS DISTRIBUTORS, INC.

QUASAR DISTRIBUTORS, LLC

FORESIDE DISTRIBUTION SERVICES, L.P.

KIRLIN SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/7/2015

Series 63

Date: 9/13/2002

SIE

Date: 10/1/2018

Series 7

Date: 8/30/2002

FINRA

Current Firm

INVESTX MARKETS LLC

Contact information

FINRA licenses (49 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

INVESTX MARKETS LLC

TRUST BUT VERIFY

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