David Francis Treft
CFP®Professional Summary
David Francis Treft, CFP® is a registered financial advisor currently at SOUDERS FINANCIAL ADVISORS, LLC located in Cincinnati, Ohio and PRIVATE CLIENT SERVICES, LLC located in Mason, Ohio. David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. David has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
23 years in the financial services industry
Current & Past Employments
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Current Firm
BONAVENTURA WEALTH ADVISORS, LLC | STRATEGIC CAPITAL ADVISERS, LLC | SOUDERS FINANCIAL GROUP | SOUDERS FINANCIAL ADVISORS, LLC | SFG-RIA | CLEARPOINT WEALTH ADVISORS, LLC
Contact Information
Main Address
5968 Bridgetown Road, Cincinnati, OH 45248Phone Number
(513) 598-2400# of Employees
21SEC notice filing (14 States and Territories)
Registered to provide investment advisory services in 14 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
3,616AUM (Assets Under Management)
$1,409,251,956Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
BONAVENTURA WEALTH ADVISORS, LLC | STRATEGIC CAPITAL ADVISERS, LLC | SOUDERS FINANCIAL GROUP | SOUDERS FINANCIAL ADVISORS, LLC | SFG-RIA | CLEARPOINT WEALTH ADVISORS, LLC
State Registrations and Notice Filings
(9/29/2022)
(9/21/2021)
(6/14/2021)
(6/19/2018)
(6/14/2021)
(1/16/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 2003About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view David Francis Treft's CRS (Customer Relationship Summary).
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