Brian J. Nephew
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Joseph Nephew was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2002. Brian had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 2023 - July 7, 2026
SIGNAL ADVISORS WEALTH, LLC
November 5, 2020 - November 17, 2021
JOHNSON BRUNETTI
June 18, 2014 - April 20, 2017
SILVER OAK SECURITIES, INCORPORATED
November 11, 2004 - July 29, 2005
METROPOLITAN LIFE INSURANCE COMPANY
November 11, 2004 - July 29, 2005
MSI FINANCIAL SERVICES, INC.
December 18, 2002 - May 19, 2003
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
SIGNAL ADVISORS WEALTH, LLC
CRD#: 301086 / SEC#: 801-127017
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SIGNAL ADVISORS WEALTH, LLC
CRD#: 301086 / SEC#: 801-127017
Contact information
SEC notice filing (29 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,250 |
| AUM (Assets Under Management) | $ 1,352,814,108 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
