William T. Robertson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Thomas Robertson III, who also goes by Bill Robertson, William Thomas Robertson, III Mr., was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2002. William had worked at 2 firms and has passed the Series 65, Series 66, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 7, 2015 - October 8, 2020
BIG RIVER CAPITAL MANAGEMENT, LLC
July 19, 2002 - September 2, 2009
THOMAS GROUP CAPITAL
State Registrations and Notice Filings
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Exams
Current Firm
BIG RIVER CAPITAL MANAGEMENT, LLC
CRD#: 175134 / SEC#:
Contact information
Red Flags
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