Wendie L. Wachtel
Professional summary
Wendie Lynn Wachtel is a registered financial professional currently at WACHTEL & CO., INC. located in Washington, District Of Columbia.
Wendie is registered as a RR (Registered Representative) and started their career in finance in 1969. Wendie has worked at 1 firm and has passed the Series 63, Series 52TO, Series 57TO, Series 79TO, Series 99TO, Series 7TO, SIE, Series 87, Series 86, Series 55, Series 1, Series 27, Series 24, Series 53, F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Wendie Lynn Wachtel's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 1, 1969 - Present
WACHTEL & CO., INC.
Office #1: 1701 K Street, Nw Suite 615, Washington, DC 20006Office #2: 1701 K Street, Nw Suite 615, Washington, DC 20006State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/20/1983)
(7/20/1993)
(10/4/1981)
(9/27/1981)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 55
Date: 3/7/2000
Limited Representative-Equity Trader ExamSeries 1
Date: 7/30/1969
Registered Representative ExaminationF04
Date: 4/22/1975
Financial Principal ExaminationSeries 00
Date: 8/13/1974
General Securities Principal ExaminationFINRA
Current Firm
WACHTEL & CO., INC.
CRD#: 3685 / SEC#: , 8-11345
Contact information
FINRA licenses (4 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
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