Bonnie K. Wachtel
Professional summary
Bonnie Kim Wachtel, CFA is a registered financial professional currently at WACHTEL & CO., INC. located in Washington, District Of Columbia.
Bonnie is registered as a RR (Registered Representative) and started their career in finance in 1974. Bonnie has worked at 1 firm and has passed the Series 63, Series 99TO, Series 7TO, Series 57TO, Series 79TO, SIE, Series 87, Series 55, Series 1, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bonnie Kim Wachtel's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 16, 1974 - Present
WACHTEL & CO., INC.
Office #1: 1701 K Street, Nw Suite 615, Washington, DC 20006Office #2: 1701 K Street, Nw Suite 615, Washington, DC 20006State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/24/1985)
(7/20/1993)
(3/25/1985)
(6/26/1985)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 55
Date: 3/18/2000
Limited Representative-Equity Trader ExamSeries 1
Date: 7/16/1974
Registered Representative ExaminationFINRA
Current Firm
WACHTEL & CO., INC.
CRD#: 3685 / SEC#: , 8-11345
Contact information
FINRA licenses (4 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
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