Richard Willson Ranck, CIMA | Financial Professional | Sunbury, Ohio | REALTA INVESTMENT ADVISORS, INC

Professional summary

Richard Willson Ranck, CIMA®, who also goes by Richard Willson Ranck, Richard Ranck, is a registered financial advisor currently at REALTA INVESTMENT ADVISORS, INC located in Sunbury, Ohio and REALTA EQUITIES, INC. located in Wilmington, Delaware.

Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Richard has worked at 16 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Richard Willson Ranck | Richard Ranck

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) R7 Enterprises LLC; not investment related; 6481 Fredricks Road, Sunbury, OH; Farm activity; No compensation; 5 hours per month none during normal trading hours. (2) Realta Investment Advisors, Inc.; investment related; 1201 N. Orange St Ste 729 Wilmington, DE 19801; Investment Advisory Services; Investment Advisor Representative; Advisory Fees; 4 hours per month during normal trading hours. (3) Becknell Industrial; start: 10/2025; investment related; 6481 Fredricks Road Sunbury, OH; www.becknellindustrialinvestments.com; Investment; Commissions; Wholesale Becknell Industrial Income Trust; 40 hours per week during normal trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Willson Ranck's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

October 16, 2025 - Present

REALTA INVESTMENT ADVISORS, INC

RIA

CRD#: 134952

Sunbury, OH

Current

October 16, 2025 - Present

REALTA EQUITIES, INC.

Office #1: 1201 N. Orange Street Suite 300, Wilmington, DE 92130

RIA

CRD#: 4161

MEMPHIS, TN

Past

October 23, 2002 - March 3, 2005

MORGAN KEEGAN & COMPANY, LLC

BD

CRD#: 4161

MEMPHIS, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RI

REALTA INVESTMENT ADVISORS, INC

CRD#: 134952 / SEC#: 801-68000

RIA

Registered Investment Advisory firm - (6/6/2007 Approved)

New Jersey

Registered Investment Advisory firm - (6/11/2007 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/27/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR

Ohio
(10/16/2025)

IAR

Ohio
(10/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Current Firm

RI

REALTA INVESTMENT ADVISORS, INC

CRD#: 134952 / SEC#: 801-68000

RIA

Registered Investment Advisory firm - (6/6/2007 Approved)

New Jersey

Registered Investment Advisory firm - (6/11/2007 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/27/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1201 N. Orange Street Suite 729, Wilmington, DE 19801

Mailing Address

Phone number

(888) 657-5200

Established

Firm type

Fiscal year end

# of Employees

64

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP BROCHURE 3.21.2025 (3/31/2025)

ADV II 3.21.2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,958
AUM (Assets Under Management)	$ 343,465,487

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Richard W. Ranck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Willson Ranck's CRS (Customer Relationship Summary).

Certified licenses

Experience

REALTA EQUITIES, INC.

REDSWAN MARKETS, LLC

VALOR CONSULTING & DISTRIBUTION

CHAUNER SECURITIES, INC.

BULLSEYE INVESTMENT MANAGEMENT, LLC

BV SECURITIES, LLC

DISTRIBUTION SERVICES, LLC

VALOR CONSULTING & DISTRIBUTION, LLC

FIRST TRUST DIRECT INDEXING

EVENTIDE ASSET MANAGEMENT, LLC

NORTHERN LIGHTS DISTRIBUTORS, LLC

INVESCO ADVISERS, INC.

INVESCO DISTRIBUTORS, INC.

ALPS DISTRIBUTORS, INC.

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

Primary Firm SEC Registration

REALTA INVESTMENT ADVISORS, INC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/9/2015

Series 63

Date: 7/28/2003

SIE

Date: 10/1/2018

Series 7

Date: 10/22/2002

FINRA

Current Firm

REALTA INVESTMENT ADVISORS, INC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

REALTA INVESTMENT ADVISORS, INC

TRUST BUT VERIFY

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