Kyle E. Hauser
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kyle Edmund Hauser, who also goes by Kyle E Hauser, Kyle Hauser, was a registered financial professional .
Kyle is a previously registered financial professional and started their career in finance in 2002. Kyle had worked at 11 firms and has passed the Series 65, Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 14, 2025 - November 28, 2025
ATLAS FINANCIAL ADVISORS, LLC
March 15, 2013 - October 1, 2013
G-2 TRADING,LLC
February 14, 2011 - March 18, 2011
MORGAN STANLEY
May 25, 2010 - January 14, 2011
VALIC FINANCIAL ADVISORS, INC.
March 2, 2010 - January 14, 2011
VALIC FINANCIAL ADVISORS, INC.
February 4, 2009 - June 4, 2009
FIS BROKERAGE & SECURITIES SERVICES LLC
January 1, 2007 - February 27, 2007
LEMPERT BROTHERS INTERNATIONAL USA, INC.
July 29, 2004 - December 31, 2004
SYNERGY INVESTMENT GROUP, LLC
May 21, 2003 - March 15, 2004
HUNTER SCOTT FINANCIAL LLC.
February 11, 2003 - June 25, 2003
J.P. TURNER & COMPANY, L.L.C.
August 27, 2002 - February 19, 2003
LH ROSS & COMPANY, INC.
July 16, 2002 - January 27, 2003
PLATINUM INVESTMENT CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ATLAS FINANCIAL ADVISORS, LLC
CRD#: 285580 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 106 |
| AUM (Assets Under Management) | $ 64,044,159 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/30/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
