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Donald N. Vuolo

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CRD#: 455985
DV

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Donald Neil Vuolo was a registered financial professional .

Donald is a previously registered financial professional and started their career in finance in 1997. Donald had worked at 5 firms and has passed the Series 63, Series 7 and Series 55 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 27, 2010 - June 26, 2012

PRITCHARD CAPITAL PARTNERS, LLC

BD
CRD#: 100480
NEW YORK, NY
Past

December 18, 2000 - November 23, 2001

SCHONFELD SECURITIES, LLC

BD
CRD#: 23304
JERICHO, NY
Past

October 18, 2000 - December 15, 2000

WORLDCO, L.L.C.

BD
CRD#: 24673
NEW YORK, NY
Past

January 27, 1998 - January 14, 2000

SLS SECURITIES COMPANY

BD
CRD#: 13332
OCONOMOWOC, WI
Past

January 20, 1997 - January 14, 1998

ABN AMRO SECURITIES LLC

BD
CRD#: 6540
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/1/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 8/25/2010
General Securities Representative Examination
General Industry/Product Exam
RR
Series 55
Date: 2/12/1999
Limited Representative-Equity Trader Exam

Current Firm

PC
PRITCHARD CAPITAL PARTNERS, LLC
AVALON CAPITAL AND RESEARCH | PRITCHARD CAPITAL PARTNERS, LLC

CRD#: 100480 / SEC#: , 8-52030

BD
Terminated by SEC on 08/28/2012
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Contact information

Main Address
Mailing Address
Phone number
Established
Louisiana since 07/26/1999
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
PRITCHARD CAPITAL HOLDINGS, LLCHOLDING COMPANY
GIUSTINIANO, TODD GERARDCHIEF OPERATING OFFICER;CHIEF FINANCIAL OFFICER4812761
WRINKLE, MISTY WELLSCHIEF COMPLIANCE OFFICER2752550

Disclosures

Regulatory Event6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PRITCHARD CAPITAL PARTNERS, LLC

CRD#: 100480

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