Brent W. Mclaughlin

GLEN MILLS GROUP

Scarborough, ME

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CRD#: 4559825

Professional summary

Brent Wilson Mclaughlin, who also goes by Brent Wilson Mclaughlin, is a registered financial advisor currently at GLEN MILLS GROUP located in Scarborough, Maine.

Brent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Brent has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brent Wilson Mclaughlin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OTHER BUSINESS ACTIVITY WITHIN THE BUSINESS NAME GLEN MILLS GROUP AT THE SAME LOCATION, OF WHICH I AM THE SOLE OWNER. THE APPLICANT IS ACTIVE AS AN ENGINEERING AND BUSINESS CONSULTANT FOR SMALL COMPANIES IN NEW ENGLAND. THE APPLICANTS PRIMARY SOURCE OF INCOME IS WORKING FOR OTHER COMPANIES. TIME REQUIRED FOR THIS BUSINESS VARIES CONSIDERABLE, BUT IS TYPICALLY 10-25 HOURS PER MONTH. THIS ACTIVITY IS NOT INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent Wilson Mclaughlin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 26, 2011 - Present

GLEN MILLS GROUP

RIA

CRD#: 126152

Scarborough, ME

Past

October 8, 2002 - May 5, 2003

WADDELL & REED

RIA

CRD#: 866

MANCHESTER , NH

Past

September 13, 2002 - May 5, 2003

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maine
(1/26/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/2/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 9/12/2002

General Securities Representative Examination

Current Firm

GLEN MILLS GROUP

BRENT MCLAUGHLIN | THE GLEN MILLS GROUP | MCLAUGHLIN, BRENT WILSON | LEGAL NAME: BRENT MCLAUGHLIN BIZ NAME:THE GLEN MILLS GROUP | GLEN MILLS GROUP

CRD#: 126152 / SEC#:

Maine

Registered Investment Advisory firm - (1/26/2011 Approved)

New Hampshire

Registered Investment Advisory firm - (9/20/2011 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Scarborough, ME

Mailing Address

Phone number

(207) 510-4974

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brent W. Mclaughlin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent Wilson Mclaughlin's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLEN MILLS GROUP

WADDELL & REED

WADDELL & REED

State Registrations and Notice Filings

Exams

Series 66

Date: 10/2/2002

Series 7

Date: 9/12/2002

Current Firm

GLEN MILLS GROUP

Contact information

Documents

Red Flags

Company Information

GLEN MILLS GROUP

TRUST BUT VERIFY

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