Frank J. Minitello
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank John Minitello, who also goes by Francis John Minitello, was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 2002. Frank had worked at 5 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 2009 - December 17, 2013
PREMIER WEALTH ADVISORS, INC.
January 10, 2008 - August 31, 2009
GOLD COAST SECURITIES, INC.
January 10, 2008 - August 31, 2009
GOLD COAST SECURITIES, INC.
August 20, 2007 - December 31, 2007
WOODBURY FINANCIAL SERVICES, INC.
December 5, 2006 - December 31, 2007
WOODBURY FINANCIAL SERVICES, INC.
September 3, 2003 - November 16, 2006
WALNUT STREET SECURITIES, INC.
July 24, 2002 - August 18, 2003
SUNAMERICA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PREMIER WEALTH ADVISORS, INC.
CRD#: 146676 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 131 |
| AUM (Assets Under Management) | $ 15,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
