David P. Danubio
Professional summary
David Peter Danubio, who also goes by David P Danubio, is a registered financial professional currently at CUNA BROKERAGE SERVICES, INC. located in Allison, Iowa.
David is registered as a RR (Registered Representative) and started their career in finance in 2002. David has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Peter Danubio's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 18, 2022 - Present
CUNA BROKERAGE SERVICES, INC.
August 26, 2014 - February 8, 2021
GLOBAL ATLANTIC DISTRIBUTORS, LLC
January 1, 2014 - August 20, 2014
TRANSAMERICA CAPITAL, LLC
August 19, 2011 - October 29, 2013
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
April 18, 2011 - October 29, 2013
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
September 29, 2010 - April 11, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 29, 2010 - April 11, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 6, 2009 - June 16, 2010
DIRECTED SERVICES LLC
January 7, 2004 - June 16, 2010
DIRECTED SERVICES LLC
October 16, 2002 - January 7, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
August 16, 2002 - January 7, 2004
IDS LIFE INSURANCE COMPANY
August 16, 2002 - January 7, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/18/2022)
(4/18/2022)
Exams
FINRA
Current Firm
CUNA BROKERAGE SERVICES, INC.
CRD#: 13941 / SEC#: 801-60099, 8-30027
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CUNA MUTUAL INVESTMENT CORPORATION | OWNER | |
| BARBATO, PAUL DAMIEN | SENIOR VICE PRESIDENT | 7064310 |
| BOAN, JOSEPH SALVATORE | PRESIDENT/DIRECTOR | 2379993 |
| BROCK, JENNY MARIE | TREASURER | 6654483 |
| COPELAND, CHRISTOPHER JUDD | DIRECTOR | 6437117 |
| HABERSTICH, MELISSA M | CHIEF COMPLIANCE OFFICER | 4190838 |
| KARLS, WILLIAM ANTON | DIRECTOR | 6847792 |
| POPPE, CHRISTINE ELIZABETH | LICENSING OFFICER | 4080909 |
| SCHULTZ, TAMMY LYNN | DIRECTOR | 7991087 |
| THOMAS, BARTH T | SECRETARY/DIRECTOR | 2849100 |
Regulatory assets under management
| Total Number of Accounts | 20,233 |
| AUM (Assets Under Management) | $ 5,790,352,615 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
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